Investment adviser · CRD 139342

MOHICAN FINANCIAL MANAGEMENT, LLC

Investment adviser filing (IA)

WILTON, CT, United States · Form ADV filed Mar 9, 2021

Regulatory AUM
$273M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies1$272,690,914100.0%
Filing source

Form ADV 1502483 · Mar 9, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MOHICAN VCA MASTER FUND, LTDHedge Fund · Last reported Oct 2, 2015$18.7MGross asset value

Feeder funds

Fund administrator ADMIRAL ADMINISTRATION LTD. GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG ROSELAND, New Jersey, United States
Custodian KEY BANK COOPERSTOWN, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Fund details & source
Fund ID
805-8548762300
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-51056

Form ADV 949910 · Oct 2, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOHICAN VCA FUND, LPHedge Fund · Last reported Mar 13, 2017$18MGross asset value

Form D fundraising filings

Mohican VCA Fund, LP

Fund administrator OPIS FUND SERVIES, LLP BROOKHAVEN, Georgia, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor SPICER JEFFERIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian KEY BANK COOPERSTOWN, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Fund details & source
Fund ID
805-9204872781
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-51056

Form ADV 1075677 · Mar 13, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 9, 2021. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets

Principal office

21 RIVER ROAD, SUITE 2100
WILTON, CT, 06897, United States

CRD 139342

Filing source

Form ADV 1502483 · Mar 9, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.