Investment adviser · CRD 155649

MODERA WEALTH MANAGEMENT, LLC

Investment adviser filing (IA)

WESTWOOD, NJ, United States · Form ADV filed Sep 14, 2026

Regulatory AUM: $17.7B
Client accounts: 21,420
Employees: 238
Advisory professionals: 106

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	3,443	$15,134,873,525	85.6%
Individuals	2,475	$1,050,423,343	5.9%
Charities	195	$627,841,949	3.6%
Corporations & businesses	84	$468,107,845	2.6%
Retirement plans	111	$396,967,500	2.2%

Filing source

Form ADV 2132508 · Sep 14, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MODERA ALTERNATIVE INVESTMENTS, L.P.Private Equity Fund · Last reported Jan 25, 2021$135KGross asset value

Fund administrator MICHAEL J. LICCAR & COMPANY, LLC CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD. HUNT VALLEY, Maryland, United States

Custodian NATIONAL ADVISORS TRUST COMPANY, FSB KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD.
PCAOB 925

Fund details & source

Fund ID: 805-4294245901
Reported beneficial owners: 51
Minimum commitment: $250K
Form D file number: 021-67553

Form ADV 1485774 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 14, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

56 JEFFERSON AVENUE
WESTWOOD, NJ, 07675, United States

CRD 155649

Filing source

Form ADV 2132508 · Sep 14, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.