Investment adviser · CRD 103846
MMC SECURITIES LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Apr 18, 2019
- Employees
- 106 Reported in this filing
- Advisory professionals
- 33 Investment advisory functions
Not available in this filing: Regulatory AUM, Client accounts.
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 388 | $0 | Not reported |
Filing source
Form ADV 1304445 · Apr 18, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 18, 2019. View historical filings
Reported services
Pension consulting · Selection of other advisers · Educational seminars
Compensation
Hourly · Fixed · Commissions
Principal office
1166 AVENUE OF THE AMERICASNEW YORK, NY, 10036, United States
CRD 103846
Filing source
Form ADV 1304445 · Apr 18, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.