Investment adviser · CRD 145218

MIZUHO ALTERNATIVE INVESTMENTS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 10, 2019

Regulatory AUM: $1.08B
Client accounts: 24
Employees: 26
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	23	$1,044,523,401	96.4%
Investment companies	1	$38,995,193	3.6%

Filing source

Form ADV 1322896 · May 10, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

18 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CRYSTAL JAPAN FUNDHedge Fund · Last reported May 10, 2019$62.4MGross asset value

Fund administrator MIZUHO BANK (USA) NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor EISNERAMPER US (CAYMAN) LTD. GEORGETOWN, Cayman Islands

Custodian MIZUHO BANK (USA) NEW YORK, New York, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER US (CAYMAN) LTD.
PCAOB 274

MIZUHO BANK (USA)
LEI 51KMXRLB0RIEGI0WJN58

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-1764180129
Reported beneficial owners: 1
Minimum commitment: $100K
Form D file number: 021-1470058

Form ADV 1322896 · May 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAI BRIDGE FUNDHedge Fund · Last reported May 10, 2019$53.4MGross asset value

Fund administrator SS&C FINANCIAL SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER US (CAYMAN) LTD. GEORGETOWN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER US (CAYMAN) LTD.
PCAOB 274

THE BANK OF NEW YORK MELLON
LEI HPFHU00Q28E4N0NFUK49

Fund details & source

Fund ID: 805-5286918906
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1322896 · May 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAI BRIDGE FUND IIOther Private Fund · Last reported May 10, 2019$46.7MGross asset value

Fund administrator SS&C FINANCIAL SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER US (CAYMAN) LTD. GEORGETOWN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER US (CAYMAN) LTD.
PCAOB 274

THE BANK OF NEW YORK MELLON
LEI HPFHU00Q28E4N0NFUK49

Fund details & source

Fund ID: 805-7013679273
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 1322896 · May 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CROSS ASSET TREND FUNDHedge Fund · Last reported May 10, 2019$43.5MGross asset value

Fund administrator SS&C FINANCIAL SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES (CAYMAN) GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER US (CAYMAN) LTD. GEORGE TOWN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER US (CAYMAN) LTD.
PCAOB 274

THE BANK OF NEW YORK MELLON
LEI HPFHU00Q28E4N0NFUK49

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-8837587952
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 1322896 · May 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL FIXED INCOME FACTOR FUNDHedge Fund · Last reported May 10, 2019$24.2MGross asset value

Fund administrator SS&C FINANCIAL SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER US (CAYMAN) LTD. GEORGE TOWN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER US (CAYMAN) LTD.
PCAOB 274

THE BANK OF NEW YORK MELLON
LEI HPFHU00Q28E4N0NFUK49

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-6469297506
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 1322896 · May 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

US INVESTMENT GRADE ALTERNATIVE BEAR FUNDHedge Fund · Last reported Jun 16, 2015$248MGross asset value

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNER AMPER LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer MCP ASSET MANAGEMENT SECURITIES, INC. HONG KONG, Hong Kong Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-2974143415
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 929162 · Jun 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EUROPEAN INVESTMENT GRADE ALTERNATIVE BULL FUNDHedge Fund · Last reported Jun 16, 2015$170MGross asset value

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNER AMPER LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer MCP ASSET MANAGEMENT SECURITIES, INC. HONG KONG, Hong Kong Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-6174997982
Reported beneficial owners: 1
Minimum commitment: $500K

Form ADV 929162 · Jun 16, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 10, 2019. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

757 THIRD AVENUE, 8TH FLOOR
NEW YORK, NY, 10017, United States

CRD 145218

Filing source

Form ADV 1322896 · May 10, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.