MITTLEMAN BROTHERS INVESTMENT MANAGEMENT – investment adviser, $93.1M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	46	$34,283,373	36.8%
Pooled investment vehicles	2	$33,315,628	35.8%
Corporations & businesses	8	$10,838,625	11.6%
Other investment advisers	Fewer than 5	$7,547,768	8.1%
Individuals	38	$6,531,449	7.0%
Retirement plans	Fewer than 5	$571,100	0.6%

Filing source

Form ADV 1752355 · Apr 13, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PRECOG CAPITAL PARTNERS, L.P.Hedge Fund · Last reported Apr 13, 2023$11.8MGross asset value

Form D fundraising filings

Precog Capital Partners, L.P.

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRASSI & CO., CPAS, P.C.
PCAOB 606

PERSHING LLC
SEC 8-17574

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Fund details & source

Fund ID: 805-9461778486
Reported beneficial owners: 7
Minimum commitment: $500K
Form D file number: 021-175176

Form ADV 1752355 · Apr 13, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MITTLEMAN GLOBAL VALUE EQUITY FUNDOther Private Fund · Last reported Mar 30, 2020$22.3MGross asset value

Fund administrator LINK FUND SOLUTIONS PTY LIMITED SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE TOUCHE TOHMATSU MELBOURNE, Australia

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer BROOKVINE PTY LIMITED WOOLLAHRA, Australia Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE TOUCHE TOHMATSU
PCAOB 1070

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-9639651206
Reported beneficial owners: 15
Minimum commitment: $176K

Form ADV 1407421 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MITTLEMAN BROTHERS MASTER FUND, LTD.Hedge Fund · Last reported Mar 30, 2020$5.55MGross asset value

Feeder funds

MITTLEMAN BROTHERS FUND, LP
MITTLEMAN BROTHERS OFFSHORE FUND, LTD.

Fund administrator SS&C TECHNOLOGIES, INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer BROOKVINE PTY LIMITED WOOLLAHRA, Australia Related to adviser: No

Marketer MILLER CAPITAL PARTNERS LIMITED 7-8 STRATFORD PLACE, United Kingdom Related to adviser: No

Prime broker PERSHING ADVISOR SOLUTIONS LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRASSI & CO., CPAS, P.C.
PCAOB 606

PERSHING LLC
SEC 8-17574

PERSHING ADVISOR SOLUTIONS LLC
CRD 36671 · SEC 8-47425

Fund details & source

Fund ID: 805-9441333093
Reported beneficial owners: 9
Minimum commitment: $1M

Form ADV 1407421 · Mar 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 13, 2023. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

105 MAXESS ROAD, SUITE 124
MELVILLE, NY, 11747, United States

CRD 138338

Filing source

Form ADV 1752355 · Apr 13, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.