Investment adviser · CRD 149033

MIS CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

VAN NUYS, CA, United States · Form ADV filed Mar 31, 2017

Regulatory AUM
$13.9M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MIS EQUITY STRATEGIES, L.P.Hedge Fund · Last reported Mar 31, 2017$13.9MGross asset value
Auditor ARMANINO LLP WOODLAND HILLS, California, United States
Custodian CITY NATIONAL BANK ENCINO, California, United States Related to adviser: No
Custodian FINANCIAL WEST INVESTMENT GROUP, INC. WESTLAKE VILLAGE, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC LOS ANGELES, California, United States Related to adviser: No
Custodian PAULSON INVESTMENT COMPANY LLC PORTLAND, Oregon, United States Related to adviser: No
Custodian SCOTTRADE, INC. DENVER, Colorado, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

FINANCIAL WEST INVESTMENT GROUP, INC.
SEC 8-34448

MORGAN STANLEY & CO. LLC
SEC 8-15869

PAULSON INVESTMENT COMPANY LLC
SEC 8-26807

SCOTTRADE, INC.
SEC 8-24760

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source
Fund ID
805-2020669622
Reported beneficial owners
51
Minimum commitment
$100K
Form D file number
021-129166

Form ADV 1093531 · Mar 31, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

16217 KITTRIDGE ST.
VAN NUYS, CA, 91406, United States

CRD 149033

Filing source

Form ADV 1093531 · Mar 31, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.