Investment adviser · CRD 326453

MINDROCK, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

SAN FRANCISCO, CA, United States · Form ADV filed May 8, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MR SCALE, LLCVenture Capital Fund · Last reported May 8, 2023$6MGross asset value
Auditor KUSTOV & ASSOCIATES, INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

KUSTOV & ASSOCIATES, INC.
PCAOB 6445

Fund details & source
Fund ID
805-8006970397
Reported beneficial owners
56
Minimum commitment
$50K

Form ADV 1751023 · May 8, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MR SERIES LLCVenture Capital Fund · Last reported May 8, 2023$5MGross asset value
Auditor KUSTOV & ASSOCIATES, INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

KUSTOV & ASSOCIATES, INC.
PCAOB 6445

Fund details & source
Fund ID
805-4415867112
Reported beneficial owners
70
Minimum commitment
$25K

Form ADV 1751023 · May 8, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARCTIC SX, LLCVenture Capital Fund · Last reported May 8, 2023$4MGross asset value
Fund administrator TMS GLOBAL COMPLIANCE CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KUSTOV & ASSOCIATES, INC. SAN FRANCISCO, California, United States
Prime broker OPPENHEIMER & CO. INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

KUSTOV & ASSOCIATES, INC.
PCAOB 6445

OPPENHEIMER & CO. INC.
CRD 249 · SEC 8-4077

Fund details & source
Fund ID
805-6554344931
Reported beneficial owners
75
Minimum commitment
$50K

Form ADV 1751023 · May 8, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MR DESERVEVenture Capital Fund · Last reported May 8, 2023$3MGross asset value
Auditor KUSTOV & ASSOCIATES, INC. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

KUSTOV & ASSOCIATES, INC.
PCAOB 6445

Fund details & source
Fund ID
805-1429118001
Reported beneficial owners
40
Minimum commitment
$50K

Form ADV 1751023 · May 8, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 8, 2023. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

149 NEW MONTGOMERY ST
SAN FRANCISCO, CA, 94105, United States

CRD 326453

Filing source

Form ADV 1751023 · May 8, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.