Investment adviser · CRD 156010

BROADBILL INVESTMENT PARTNERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 16, 2022

Regulatory AUM: $173M
Client accounts: 4
Employees: 4
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$172,738,099	100.0%

Filing source

Form ADV 1655431 · Aug 16, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BROADBILL PARTNERS II, L.P.Hedge Fund · Last reported Aug 16, 2022$119MGross asset value

Form D fundraising filings

Broadbill Partners II, L.P.

Fund administrator US BANCORP FUND SERVICES LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLC
PCAOB 185

INTERACTIVE BROKERS LLC
SEC 8-47257 · LEI 50OBSE5T5521O6SMZR28

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-1653324385
Reported beneficial owners: 25
Minimum commitment: $1M
Form D file number: 021-182756

Form ADV 1655431 · Aug 16, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JKJ SPECIAL SITUATIONS FUND, LPHedge Fund · Last reported Aug 16, 2022$39.9MGross asset value

Fund administrator US BANCORP FUND SERVICES LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLC
PCAOB 185

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-5742854466
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1655431 · Aug 16, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROADBILL CREDIT ARBITRAGE LLCHedge Fund · Last reported Aug 16, 2022$12.8MGross asset value

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-1647932026
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1655431 · Aug 16, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROADBILL PESCANOVA HOLDINGS, LLCPrivate Equity Fund · Last reported Aug 16, 2022$803KGross asset value

Auditor KPMG LLC NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

KPMG LLC
PCAOB 185

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-5231315094
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1655431 · Aug 16, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROADBILL PARTNERS, L.P.Hedge Fund · Last reported Mar 28, 2016$79MGross asset value

Form D fundraising filings

Broadbill Partners, L.P.

Fund administrator SS&C GLOBEOP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source

Fund ID: 805-7863797317
Reported beneficial owners: 47
Minimum commitment: $1M
Form D file number: 021-170815

Form ADV 991094 · Mar 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROADBILL CREDIT STRATEGIES, L.P.Hedge Fund · Last reported Oct 19, 2020$15.4MGross asset value

Form D fundraising filings

BROADBILL CREDIT STRATEGIES, L.P.

Fund administrator US BANCORP FUND SERVICES LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-6042924989
Reported beneficial owners: 11
Minimum commitment: $1M
Form D file number: 021-301235

Form ADV 1459830 · Oct 19, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ENERGY RECOVERY PARTNERS I, LPHedge Fund · Last reported Mar 29, 2017$15.3MGross asset value

Fund administrator EISNER AMPER FINANCIAL SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian RAYMOND JAMES & ASSOCIATES, INC. HOUSTON, Texas, United States Related to adviser: No

Prime broker RAYMOND JAMES & ASSOCIATES, INC. HOUSTON, Texas, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 8-10999

Fund details & source

Fund ID: 805-6530547345
Reported beneficial owners: 38
Minimum commitment: $1M

Form ADV 1094373 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 16, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

157 COLUMBUS AVE., 5TH FLOOR
NEW YORK, NY, 10023, United States

CRD 156010

Filing source

Form ADV 1655431 · Aug 16, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.