MILLVILLE OPPORTUNITIES MANAGEMENT, LLC – investment adviser, $203M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$202,728,168	100.0%

Filing source

Form ADV 1221039 · Jun 28, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MILLVILLE OPPORTUNITIES MASTER FUND, LPHedge Fund · Last reported Jun 28, 2018$203MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor UNTRACHT EARLY (CAYMAN) GRAND CAYMAN, Cayman Islands

Auditor UNTRACHT EARLY, LLC FLORHAM PARK, New Jersey, United States

Custodian ANALYTICA SECURITIES C.A. CASA DE VALORES QUITO, Ecuador Related to adviser: No

Custodian BARCLAYS BANK MOCAMBIQUE SA MAPUTO, Mozambique Related to adviser: No

Custodian EFG HERMES JORDAN AMMAN, Jordan Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian SAGICOR INVESTMENTS JAMAICA LIMITED KINGSTON, Jamaica Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UNTRACHT EARLY, LLC
PCAOB 3412

ANALYTICA SECURITIES C.A. CASA DE VALORES
LEI 549300SUY87TEFWLHQ32

BARCLAYS BANK MOCAMBIQUE SA
LEI 2138004B6ZS1X5867V18

EFG HERMES JORDAN
LEI 558600X205M9DZ4C1658

PERSHING LLC
LEI ZI8Q1A8EI8LQFJNM0D94

SAGICOR INVESTMENTS JAMAICA LIMITED
LEI 549300ZCSE5JYH1HXD80

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-8660588327
Reported beneficial owners: 30
Minimum commitment: $1M
Form D file number: 021-166287
Form D file number: 021-210191

Form ADV 1221039 · Jun 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ISTHMIANOther Private Fund · Last reported Mar 18, 2016$55.1MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian STANDARD BANK OF SOUTH AFRICA JOHANNESBURG, South Africa Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6935629045
Reported beneficial owners: 5
Minimum commitment: $0

Form ADV 964650 · Mar 18, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 28, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

125 PARK AVENUE, 25TH FLOOR
NEW YORK, NY, 10017, United States

CRD 170489

Filing source

Form ADV 1221039 · Jun 28, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.