MILLRACE ASSET GROUP, INC. – investment adviser, $194M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$163,053,541	84.0%
Investment companies	1	$31,037,581	16.0%

Filing source

Form ADV 1847288 · Mar 25, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MILLRACE FUND, LPHedge Fund · Last reported Mar 25, 2024$148MGross asset value

Form D fundraising filings

MILLRACE FUND LP

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY HUNT VALLEY, Maryland, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer QUALITY MANAGER CONSULTANTS, LLC SCOTTSDALE, Arizona, United States Related to adviser: No

Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHEN & COMPANY
PCAOB 925

GOLDMAN SACHS & CO. LLC
SEC 8-129

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-9236720445
Reported beneficial owners: 58
Minimum commitment: $500K
Form D file number: 021-38793

Form ADV 1847288 · Mar 25, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MILLRACE CAPITAL, LPOther Private Fund · Last reported Mar 25, 2024$15.1MGross asset value

Form D fundraising filings

Millrace Capital, LP

Fund administrator OPUS FUND SERVICES NAPERVILLE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY HUNT VALLEY, Maryland, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer QUALITY MANAGER CONSULTANTS, LLC SCOTTSDALE, Arizona, United States Related to adviser: No

Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

COHEN & COMPANY
PCAOB 925

GOLDMAN SACHS & CO. LLC
SEC 8-129

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source

Fund ID: 805-3905197790
Reported beneficial owners: 23
Minimum commitment: $250K
Form D file number: 021-357368

Form ADV 1847288 · Mar 25, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

1205 WESTLAKES DRIVE, SUITE 375
BERWYN, PA, 19312, United States

CRD 136907

Filing source

Form ADV 1847288 · Mar 25, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.