Investment adviser · CRD 108744
MILLENNIUM INVESTMENT SERVICES
VAN NUYS, CA, United States · Form ADV filed Mar 28, 2023
- Regulatory AUM
- $120M Form ADV · Item 5.F
- Client accounts
- 223 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $133,846,706 | 3 | Mar 28, 2022 |
| 2022 | $119,862,597 | 3 | Mar 28, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 76 | $81,713,441 | 68.2% |
| Pooled investment vehicles | 2 | $21,459,674 | 17.9% |
| Individuals | 48 | $8,214,724 | 6.9% |
| Retirement plans | 12 | $8,030,638 | 6.7% |
| Corporations & businesses | 6 | $444,120 | 0.4% |
Filing source
Form ADV 1741425 · Mar 28, 2023 · Item 5.D
Reported by MILLENNIUM INVESTMENT SERVICES (CRD 108744).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MIS EQUITY STRATEGIES, L.P.Hedge Fund$16.8MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ARMANINO LLP
PCAOB 32
FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292
INTERACTIVE BROKERS LLC
SEC 8-47257
PAULSON INVESTMENT COMPANY LLC
SEC 8-26807
UBS FINANCIAL SERVICES INC.
SEC 8-16267
Fund details & source
- Fund ID
- 805-2020669622
- Reported beneficial owners
- 43
- Minimum commitment
- $100K
- Form D file number
- 021-129166
Form ADV 1741425 · Mar 28, 2023 · Schedule D 7.B.(1)
Reported by MILLENNIUM INVESTMENT SERVICES (CRD 108744).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 7, 2022 · previous imported filing
- Regulatory AUM$133,846,706 → $119,862,597
- Client accounts212 → 223
Filing source
Form ADV 1741425 · Mar 28, 2023 · Items 1 & 5
Reported by MILLENNIUM INVESTMENT SERVICES (CRD 108744).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $116M
- Non-discretionary
- $4.24M
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
16217 KITTRIDGE STREETVAN NUYS, CA, 91406, United States
CRD 108744
Filing source
Form ADV 1741425 · Mar 28, 2023 · Items 1 & 5
Reported by MILLENNIUM INVESTMENT SERVICES (CRD 108744).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.