Investment adviser · CRD 119077

MILLBURN RIDGEFIELD CORPORATION

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 4, 2020

Regulatory AUM: $4.3B
Client accounts: 5
Employees: 51
Advisory professionals: 18

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	4	$4,115,522,504	95.6%
Pooled investment vehicles	3	$168,882,316	3.9%
Other clients	Fewer than 5	$18,885,183	0.4%
Individuals	Fewer than 5	$0	0.0%
High-net-worth individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 1390244 · Mar 4, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MILLBURN MCO PARTNERS LPHedge Fund · Last reported Mar 4, 2020$96.8MGross asset value

Auditor COHN REZNICK LLP ROSELAND, New Jersey, United States

Custodian AMERICAN ENTERPRISE INVESTMENT SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Marketer MAXIM GROUP LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

COHN REZNICK LLP
PCAOB 596

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
SEC 8-42582

MAXIM GROUP LLC
CRD 120708 · SEC 8-65337

Fund details & source

Fund ID: 805-4365638716
Reported beneficial owners: 34
Minimum commitment: $100K
Form D file number: 021-93673

Form ADV 1390244 · Mar 4, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MILLBURN SELECT STRATEGIES LPHedge Fund · Last reported Mar 4, 2020$39.3MGross asset value

Auditor COHN REZNICK LLP ROSELAND, New Jersey, United States

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHN REZNICK LLP
PCAOB 596

Fund details & source

Fund ID: 805-1531506370
Reported beneficial owners: 14
Minimum commitment: $100K
Form D file number: 021-113845

Form ADV 1390244 · Mar 4, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MILLBURN EQUITY PARTNERS LLCOther Private Fund · Last reported Mar 4, 2020$32.8MGross asset value

Auditor COHN REZNICK LLP ROSELAND, New Jersey, United States

Custodian AMERICAN ENTERPRISE INVESTMENT SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Custodian FIRST MANHATTAN CO NEW YORK, New York, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC SMITHFIELD, Rhode Island, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian VANGUARD MARKETING CORPORATION VALLEY FORGE, Pennsylvania, United States Related to adviser: No

Custodian WELLS FARGO CLEARING SERVICES, LLC ST LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHN REZNICK LLP
PCAOB 596

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
SEC 8-42582

FIRST MANHATTAN CO
SEC 8-10438

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

PERSHING LLC
SEC 8-17574

VANGUARD MARKETING CORPORATION
SEC 8-21570

WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180

Fund details & source

Fund ID: 805-9548182763
Reported beneficial owners: 35
Minimum commitment: $100K

Form ADV 1390244 · Mar 4, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MILLBURN HEDGE FUND LPHedge Fund · Last reported Mar 23, 2015$81.8MGross asset value

Form D fundraising filings

MILLBURN HEDGE FUND LP

Auditor ARTHUR F. BELL, JR. & ASSOCIATES, L.L.C. HUNT VALLEY, Maryland, United States

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Custodian HSBC BANK USA, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian VANGUARD MARKETING CORPORATION VALLEY FORGE, Pennsylvania, United States Related to adviser: No

Prime broker DEUTSCHE BANK AG LONDON LONDON, United Kingdom

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

VANGUARD MARKETING CORPORATION
SEC 8-21570

JEFFERIES LLC
CRD 2347 · SEC 8-15074

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4018273213
Reported beneficial owners: 59
Minimum commitment: $28K
Form D file number: 021-127470

Form ADV 881613 · Mar 23, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 4, 2020. View historical filings

Reported services

Financial planning · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

55 WEST 46TH STREET, 31ST FLOOR
NEW YORK, NY, 10036, United States

CRD 119077

Filing source

Form ADV 1390244 · Mar 4, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.