MIK CAPITAL, LP – investment adviser, $571M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$571,050,512	100.0%

Filing source

Form ADV 1541976 · Jun 7, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MIK CAV MASTER, LPHedge Fund · Last reported Jun 7, 2021$117MGross asset value

Feeder funds

Fund administrator MORGAN STANLEY FUND SERVICES PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GEORGE TOWN, Cayman Islands

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. PHILADELPHIA, Pennsylvania, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1655

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-4518421920
Reported beneficial owners: 10
Minimum commitment: $100K
Form D file number: 021-347608
Form D file number: 021-347613

Form ADV 1541976 · Jun 7, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MIK OPPORTUNITIES MASTER LPHedge Fund · Last reported Jun 7, 2021$13.4MGross asset value

Feeder funds

MIK OPPORTUNITIES, LP
MIK OPPORTUNITIES OFFSHORE, LP

Fund administrator HEDGESERV (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GEORGE TOWN, Cayman Islands

Prime broker MORGAN STANLEY NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1655

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source

Fund ID: 805-2289343258
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1541976 · Jun 7, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 7, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

101 6TH AVENUE, 9TH FLOOR
NEW YORK, NY, 10013, United States

CRD 299929

Filing source

Form ADV 1541976 · Jun 7, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.