Investment adviser · CRD 101080
MIDWESTERN SECURITIES TRADING CO.,LLC
Investment adviser filing (IA)
MIDWESTERN SECURITIES TRADING COMPANY, LLC
EAST PEORIA, IL, United States · Form ADV filed Jun 24, 2026
- Regulatory AUM
- $1.98B Form ADV · Item 5.F
- Client accounts
- 11,847 Accounts, not individual clients
- Employees
- 105 Reported in this filing
- Advisory professionals
- 43 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 11,466 | $1,441,252,729 | 72.6% |
| High-net-worth individuals | 243 | $450,114,473 | 22.7% |
| Corporations & businesses | 138 | $93,516,958 | 4.7% |
Filing source
Form ADV 2115312 · Jun 24, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 24, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
235 EVERETT STEAST PEORIA, IL, 61611, United States
CRD 101080
Filing source
Form ADV 2115312 · Jun 24, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.