Investment adviser · CRD 109771

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Investment adviser filing (IA)

PITTSBURGH, PA, United States · Form ADV filed Jul 30, 2021

Regulatory AUM
$3.37B
Form ADV · Item 5.F
Client accounts
9,652
Accounts, not individual clients
Employees
96
Reported in this filing
Advisory professionals
96
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals541$1,135,342,03733.7%
Individuals3,974$1,126,024,53333.4%
Retirement plans462$917,673,36127.2%
Charities40$85,765,2742.5%
Insurance companiesFewer than 5$72,306,1532.1%
Corporations & businesses21$35,952,4201.1%
Filing source

Form ADV 1556795 · Jul 30, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MID ATLANTIC SECURITIES PARTNERSHIPOther Private Fund · Last reported Sep 28, 2015$5.17MGross asset value

Form D fundraising filings

MID ATLANTIC SECURITIES PARTNERSHIP, L.P.

Auditor LALLY & CO PITTSBURGH, Pennsylvania, United States
Custodian MID ATLANTIC CAPITAL CORPORATION PITTSBURGH, Pennsylvania, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MID ATLANTIC CAPITAL CORPORATION
SEC 8-27663

Fund details & source
Fund ID
805-7424088867
Reported beneficial owners
22
Minimum commitment
$250K
Form D file number
021-127525

Form ADV 948208 · Sep 28, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SELECT OPPORTUNITY FUND (IN LIQUIDATION)Other Private Fund · Last reported Feb 12, 2021$90.2KGross asset value

Form D fundraising filings

SELECT OPPORTUNITY FUND, L.P.

Auditor LALLY & CO PITTSBURGH, Pennsylvania, United States
Custodian MID ATLANTIC TRUST COMPANY PIERRE, South Dakota, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

LALLY & CO
PCAOB 3578

Fund details & source
Fund ID
805-4875062807
Reported beneficial owners
22
Minimum commitment
$250K
Form D file number
021-129141

Form ADV 1494163 · Feb 12, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 30, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Commissions

Principal office

1251 WATERFRONT PLACE, SUITE 510
PITTSBURGH, PA, 15222-4235, United States

CRD 109771

Filing source

Form ADV 1556795 · Jul 30, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.