Investment adviser · CRD 117029

MEZZACAPPA INVESTORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 22, 2014

Regulatory AUM
$19.9M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MEZZACAPPA MAIDEN LANE FUND, L.P.Hedge Fund · Last reported Apr 22, 2014$8.8MGross asset value
Auditor RAICH ENDE MALTER & CO, LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1120315306
Reported beneficial owners
2
Minimum commitment
$5M

Form ADV 819136 · Apr 22, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MEZZACAPPA DIVERSIFIED OPPORTUNITIES FUND, LLCHedge Fund · Last reported Apr 22, 2014$6.31MGross asset value

Form D fundraising filings

MEZZACAPPA DIVERSIFIED OPPORTUNITIES FUND LLC

Auditor RAICH ENDE MALTER & CO, LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6093944722
Reported beneficial owners
6
Minimum commitment
$5M
Form D file number
021-129065

Form ADV 819136 · Apr 22, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MEZZACAPPA GLOBAL EQUITY FUND, LPHedge Fund · Last reported Apr 22, 2014$3MGross asset value

Form D fundraising filings

MEZZACAPPA GLOBAL EQUITY FUND LP

Feeder funds

  • MEZZACAPPA GLOBAL EQUITY FUND LTD.
Auditor RAICH ENDE MALTER & CO, LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2036097884
Reported beneficial owners
21
Minimum commitment
$2M
Form D file number
021-129066

Form ADV 819136 · Apr 22, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MEZZACAPPA CREDIT SPECTRUM FUND, LLCHedge Fund · Last reported Apr 22, 2014$1MGross asset value
Auditor RAICH ENDE MALTER & CO, LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6843149285
Reported beneficial owners
14
Minimum commitment
$2M
Form D file number
021-97174

Form ADV 819136 · Apr 22, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MEZZACAPPA CONCENTRATED FUND, L.P.Hedge Fund · Last reported Apr 22, 2014$751KGross asset value

Form D fundraising filings

MEZZACAPPA CONCENTRATED FUND L P

Feeder funds

  • MEZZACAPPA CONCENTRATED FUND OFFSHORE LTD
Auditor RAICH ENDE MALTER & CO, LLP NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9067603071
Reported beneficial owners
16
Minimum commitment
$2M
Form D file number
021-61617

Form ADV 819136 · Apr 22, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 22, 2014. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets

Principal office

830 THIRD AVENUE, SECOND FLOOR
NEW YORK, NY, 10022, United States

CRD 117029

Filing source

Form ADV 819136 · Apr 22, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.