Investment adviser · CRD 154390

METROPOLITAN EQUITY PARTNERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 29, 2018

Regulatory AUM: $283M
Client accounts: 21
Employees: 13
Advisory professionals: 13

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	8	$155,999,677	55.2%
Corporations & businesses	12	$112,092,270	39.6%
Insurance companies	Fewer than 5	$14,620,000	5.2%

Filing source

Form ADV 1189287 · Mar 29, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

24 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SERIES INSTITUTIONAL OF METROPOLITAN PARTNERS FUND IV, LLCPrivate Equity Fund · Last reported Mar 29, 2018$42.1MGross asset value

Fund administrator MAPLES FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP WHITE PLAINS, New York, United States

Custodian SQUARE 1 BANK CARLSBAD, New York, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

Fund details & source

Fund ID: 805-4497348313
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-281138

Form ADV 1189287 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

METROPOLITAN PARTNERS FUND IV-A, LPPrivate Equity Fund · Last reported Mar 29, 2018$34.4MGross asset value

Fund administrator MAPLES FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP WHITE PLAINS, New York, United States

Custodian SQUARE 1 BANK CARLSBAD, California, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

Fund details & source

Fund ID: 805-4006839536
Reported beneficial owners: 79
Minimum commitment: $100K
Form D file number: 021-300745
Form D file number: 021-302929

Form ADV 1189287 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

METROPOLITAN PARTNERS FUND IIIA, LPPrivate Equity Fund · Last reported Mar 29, 2018$20.1MGross asset value

Auditor CITRIN COOPERMAN & COMPANY, LLP WHITE PLAINS, New York, United States

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Fund details & source

Fund ID: 805-7435990746
Reported beneficial owners: 38
Minimum commitment: $500K
Form D file number: 021-261398

Form ADV 1189287 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

METROPOLITAN PARTNERS FUND III, LPPrivate Equity Fund · Last reported Mar 29, 2018$17.2MGross asset value

Auditor CITRIN COOPERMAN & COMPANY, LLP WHITE PLAINS, New York, United States

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Fund details & source

Fund ID: 805-1407989265
Reported beneficial owners: 37
Minimum commitment: $500K
Form D file number: 021-229731

Form ADV 1189287 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SERIES F&F OF METROPOLITAN PARTNERS FUND IV, LLCPrivate Equity Fund · Last reported Mar 29, 2018$13.9MGross asset value

Fund administrator MAPLES FUND SERVICES BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP WHITE PLAINS, New York, United States

Custodian SQUARE 1 BANK CARLSBAD, California, United States Related to adviser: No

Marketer PICKWICK CAPITAL PARTNERS, LLC WHITE PLAINS, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

PICKWICK CAPITAL PARTNERS, LLC
CRD 130672 · SEC 8-66373

Fund details & source

Fund ID: 805-6260610699
Reported beneficial owners: 43
Minimum commitment: $500K
Form D file number: 021-281134

Form ADV 1189287 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

METROPOLITAN PARTNERS FUND II, LPPrivate Equity Fund · Last reported Mar 29, 2018$1.98MGross asset value

Auditor CITRIN COOPERMAN & COMPANY, LLP WHITE PLAINS, New York, United States

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Fund details & source

Fund ID: 805-4471067152
Reported beneficial owners: 42
Minimum commitment: $100K
Form D file number: 021-192451

Form ADV 1189287 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

METROPOLITAN EIH13, LPPrivate Equity Fund · Last reported Mar 29, 2018$353KGross asset value

Auditor CITRIN COOPERMAN & COMPANY, LLP WHITE PLAINS, New York, United States

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

Fund details & source

Fund ID: 805-7841511133
Reported beneficial owners: 40
Minimum commitment: $100K
Form D file number: 021-173502
Form D file number: 021-192216

Form ADV 1189287 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2018. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

70 EAST 55TH STREET, 19TH FLOOR
NEW YORK, NY, 10022, United States

CRD 154390

Filing source

Form ADV 1189287 · Mar 29, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.