MENDON CAPITAL ADVISORS CORP – investment adviser, $254M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$232,250,000	91.5%
Pooled investment vehicles	1	$12,142,127	4.8%
Other investment advisers	Fewer than 5	$9,358,932	3.7%

Filing source

Form ADV 2129969 · Sep 10, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MENDON CAPITAL MASTER FUND LTD.Hedge Fund · Last reported Sep 10, 2026$12.1MGross asset value

Feeder funds

MENDON CAPITAL LLC
MENDON CAPITAL LTD

Fund administrator SS&C TECHNOLOGIES HOLDINGS, INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

SPICER JEFFRIES LLP
PCAOB 349

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-7645723182
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 2129969 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MOORS AND MENDON MASTER FUNDHedge Fund · Last reported Mar 27, 2013$21.6MGross asset value

Feeder funds

MENDON CAPITAL LLC
MOORS AND MENDON OFFSHORE FUND LTD

Fund administrator MERIDIAN FUND SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States

Custodian JEFFERIES GROUP INC. NEW YORK, New York, United States Related to adviser: No

Marketer CHANNEL CAPITAL GROUP LLC NEW YORK, New York, United States Related to adviser: No

Prime broker JEFFERIES GROUP INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

JEFFERIES GROUP INC.
SEC 8-2347

CHANNEL CAPITAL GROUP LLC
CRD 118697 · SEC 8-53692

JEFFERIES GROUP INC.
SEC 8-2347

Fund details & source

Fund ID: 805-8439951107
Reported beneficial owners: 36
Minimum commitment: $1M
Form D file number: 021-56854
Form D file number: 021-56862

Form ADV 705264 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 10, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

OCEAN REEF PLAZA EXECUTIVE CENTER, 31 OCEAN REEF DRIVE, SUITE C101 #249
KEY LARGO, FL, 33037, United States

CRD 113058

Filing source

Form ADV 2129969 · Sep 10, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.