MCC ADVISORS LLC – investment adviser, $432M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Business development companies	1	$431,783,102	100.0%

Filing source

Form ADV 1423290 · May 15, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MEDLEY OPPORTUNITY FUND LTDHedge Fund · Last reported Mar 30, 2012$602MGross asset value

Fund administrator SEI INVESTMENTS OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY, P.C. GRAND CAYMAN, Cayman Islands

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NEW YORK, New York, United States Related to adviser: No

Marketer HYDE PARK INVESTMENT LIMITED NORTHAMPTON, United Kingdom Related to adviser: No

Marketer PARK HILL GROUP LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source

Fund ID: 805-9426292061
Reported beneficial owners: 48
Minimum commitment: $0

Form ADV 617711 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MEDLEY OPPORTUNITY FUND II LPPrivate Equity Fund · Last reported Mar 30, 2012$198MGross asset value

Fund administrator SEI INVESTMENTS OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY, P.C. ROSELAND, New Jersey, United States

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Marketer CHAMPLAIN ADVISORS, LLC GREENWICH, Connecticut, United States Related to adviser: No

Marketer GILFORD SECURITIES INCORPORATED NEW YORK, New York, United States Related to adviser: No

Marketer NABSECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CHAMPLAIN ADVISORS, LLC
CRD 129560 · SEC 8-66233

GILFORD SECURITIES INCORPORATED
CRD 8076 · SEC 8-24230

NABSECURITIES, LLC
CRD 47390 · SEC 8-51785

Fund details & source

Fund ID: 805-6764972666
Reported beneficial owners: 16
Minimum commitment: $1M
Form D file number: 021-164540

Form ADV 617711 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MEDLEY OPPORTUNITY FUND LPHedge Fund · Last reported Mar 30, 2012$68.7MGross asset value

Fund administrator SEI INVESTMENTS OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY, P.C. ROSELAND, New Jersey, United States

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NEW YORK, New York, United States Related to adviser: No

Marketer HYDE PARK CAPITAL ADVISORS, LLC TAMPA, Florida, United States Related to adviser: No

Marketer PARK HILL GROUP LLC SAN FRANCISCO, California, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

HYDE PARK CAPITAL ADVISORS, LLC
CRD 104271 · SEC 8-52747

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source

Fund ID: 805-4038121622
Reported beneficial owners: 28
Minimum commitment: $0
Form D file number: 021-114937

Form ADV 617711 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 15, 2020. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

280 PARK AVENUE, 6TH FLOOR EAST
NEW YORK, NY, 10017, United States

CRD 153968

Filing source

Form ADV 1423290 · May 15, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.