Investment adviser · CRD 6918
MAXWELL NOLL INVESTMENT ADVISORS
Investment adviser filing (IA)
MAXWELL NOLL INC
PASADENA, CA, United States · Form ADV filed Jun 14, 2019
- Regulatory AUM
- $103M Form ADV · Item 5.F
- Client accounts
- 122 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 113 | $78,211,000 | 75.6% |
| High-net-worth individuals | Fewer than 5 | $22,270,000 | 21.5% |
| Retirement plans | Fewer than 5 | $2,571,000 | 2.5% |
| Charities | Fewer than 5 | $382,000 | 0.4% |
Filing source
Form ADV 1329596 · Jun 14, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 14, 2019. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets
Principal office
600 SOUTH LAKE AVENUE, SUITE 502PASADENA, CA, 91106-3908, United States
CRD 6918
Filing source
Form ADV 1329596 · Jun 14, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.