Investment adviser · CRD 139366

MAXIM FINANCIAL ADVISORS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 20, 2026

Regulatory AUM: $445M
Client accounts: 775
Employees: 35
Advisory professionals: 28

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	710	$247,584,298	55.6%
High-net-worth individuals	48	$164,919,945	37.0%
Corporations & businesses	12	$26,075,050	5.9%
Retirement plans	5	$6,882,594	1.5%
Banks & thrifts	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 2067113 · Mar 20, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 20, 2026. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets

Principal office

300 PARK AVE, 16TH FL
NEW YORK, NY, 10022, United States

CRD 139366

Filing source

Form ADV 2067113 · Mar 20, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.