MATISSE CAPITAL – investment adviser, $1.63B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	37	$827,428,772	50.9%
High-net-worth individuals	116	$349,933,893	21.5%
Charities	10	$165,028,273	10.1%
Investment companies	2	$120,396,268	7.4%
Individuals	191	$67,330,897	4.1%
Government entities	Fewer than 5	$58,873,258	3.6%
Pooled investment vehicles	2	$37,638,039	2.3%

Filing source

Form ADV 2133305 · Sep 18, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MATISSE ABSOLUTE RETURN FUND LLCHedge Fund · Last reported Sep 18, 2026$445KGross asset value

Form D fundraising filings

Matisse Absolute Return Fund LLC

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RICHEY, MAY & CO., LLP ENGLEWOOD, Colorado, United States

Custodian UMB BANK NA KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RICHEY, MAY & CO., LLP
PCAOB 673

UMB BANK NA
LEI VNOO6EITDJ2YUEBMSZ83

Fund details & source

Fund ID: 805-6518042039
Reported beneficial owners: 13
Minimum commitment: $1M
Form D file number: 021-147391

Form ADV 2133305 · Sep 18, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MATISSE LONG/SHORT INCOME FOCUS FUND LLCHedge Fund · Last reported Apr 17, 2012$14.8MGross asset value

Fund administrator JDCLARK OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE SALT LAKE CITY, Utah, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-2261787912
Reported beneficial owners: 27
Minimum commitment: $1M

Form ADV 640918 · Apr 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 18, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

15350 SW SEQUOIA PKWY, SUITE 260
PORTLAND, OR, 97224, United States

CRD 155424

Filing source

Form ADV 2133305 · Sep 18, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.