Investment adviser · CRD 289603
MATHESON & ROCK WEALTH MANAGEMENT, LLC
Investment adviser filing (IA)
DAVENPORT, IA, United States · Form ADV filed Jan 8, 2026
- Regulatory AUM
- $530M Form ADV · Item 5.F
- Client accounts
- 1,070 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 160 | $335,000,000 | 63.2% |
| Individuals | 265 | $149,000,000 | 28.1% |
| Charities | Fewer than 5 | $26,000,000 | 4.9% |
| Banks & thrifts | Fewer than 5 | $20,000,000 | 3.8% |
Filing source
Form ADV 2037551 · Jan 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 8, 2026. View historical filings
Reported services
Individual portfolio management · Pension consulting
Compensation
Percentage of assets
Principal office
2322 E. KIMBERLY ROAD,, SUITE 150NDAVENPORT, IA, 52807, United States
CRD 289603
Filing source
Form ADV 2037551 · Jan 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.