Investment adviser · CRD 135902
MARSHALL WACE NORTH AMERICA L.P.
NEW YORK, NY, United States · Form ADV filed May 30, 2024
- Regulatory AUM
- $28.6B Form ADV · Item 5.F
- Client accounts
- 18 Accounts, not individual clients
- Employees
- 154 Reported in this filing
- Advisory professionals
- 89 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2022 | $28,400,375,450 | 90 | May 25, 2022 |
| 2023 | $18,865,467,136 | 102 | May 30, 2023 |
| 2024 | $28,564,650,578 | 154 | May 30, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 18 | $28,564,650,578 | 100.0% |
Filing source
Form ADV 1868268 · May 30, 2024 · Item 5.D
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CITCO FUND SERVICES (USA) INC.
Fund administrator · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
15 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MW AMERICAS TOPS LONG-ONLY FUND LPHedge Fund$2.56BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-4400927970
- Reported beneficial owners
- 12
- Minimum commitment
- $10M
- Form D file number
- 021-178159
Form ADV 1868268 · May 30, 2024 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES - TOPS US EQUITIES FUNDHedge Fund$1.44BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-8772732484
- Reported beneficial owners
- 3
- Minimum commitment
- $108K
Form ADV 1868268 · May 30, 2024 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW TOPS US EQUITIES (US) FUNDHedge Fund · Feeder$1BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-4638665579
- Reported beneficial owners
- 2
- Minimum commitment
- $500M
- Form D file number
- 021-327568
Form ADV 1868268 · May 30, 2024 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES - AMERICAS TOPS LONG FUND IIHedge Fund · Master$982MGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-4633620537
- Reported beneficial owners
- 5
- Minimum commitment
- $10.8K
Form ADV 1868268 · May 30, 2024 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW AMERICAS TOPS LONG (US) FUND IIHedge Fund · Feeder$873MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-2905981158
- Reported beneficial owners
- 4
- Minimum commitment
- $50M
- Form D file number
- 021-420021
Form ADV 1868268 · May 30, 2024 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW MOONTOWER (US) FUNDHedge Fund$800MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-7288759385
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-420021
Form ADV 1868268 · May 30, 2024 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MW AMERICAS TOPS LONG-ONLY FUND IV LPHedge Fund$712MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-3028935381
- Reported beneficial owners
- 2
- Minimum commitment
- $600M
Form ADV 1868268 · May 30, 2024 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 29, 2024 · previous imported filing
- Regulatory AUM$18,865,467,136 → $28,564,650,578
- Employees102 → 154
Filing source
Form ADV 1868268 · May 30, 2024 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $28.6B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
350 PARK AVENUE, 18TH FLOORNEW YORK, NY, 10022, United States
CRD 135902
Filing source
Form ADV 1868268 · May 30, 2024 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2024.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.