Investment adviser · CRD 135902

MARSHALL WACE NORTH AMERICA L.P.

NEW YORK, NY, United States · Form ADV filed Dec 6, 2023

Regulatory AUM
$18.9B
Form ADV · Item 5.F
Client accounts
18
Accounts, not individual clients
Employees
102
Reported in this filing
Advisory professionals
60
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$14.2B$28.4BFY 2022: $28,400,375,450.00FY 2022FY 2023: $18,865,467,136.00FY 2023

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2022$28,400,375,45090May 25, 2022
2023$18,865,467,136102May 30, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles18$18,865,467,136100.0%
Filing source

Form ADV 1799911 · Dec 6, 2023 · Item 5.D

Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

MARSHALL WACE FUNDS LP - TOPS WORLD EQUITIES (US) FUND IIHedge Fund · Feeder$820MGross asset value
Search Form D filings →
Fund administrator CITCO FUND SERVICES (USA) INC JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG DUBLIN, Ireland Other funds reporting this name →
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1411

Fund details & source
Fund ID
805-6643894853
Reported beneficial owners
2
Minimum commitment
$50M

Form ADV 1799911 · Dec 6, 2023 · Schedule D 7.B.(1)

Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jun 6, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1799911 · Dec 6, 2023 · Items 1 & 5

Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$18.9B
Non-discretionary
$0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

350 PARK AVENUE, 18TH FLOOR
NEW YORK, NY, 10022, United States

CRD 135902

Filing source

Form ADV 1799911 · Dec 6, 2023 · Items 1 & 5

Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.