Investment adviser · CRD 135902
MARSHALL WACE NORTH AMERICA L.P.
NEW YORK, NY, United States · Form ADV filed May 30, 2023
- Regulatory AUM
- $18.9B Form ADV · Item 5.F
- Client accounts
- 18 Accounts, not individual clients
- Employees
- 102 Reported in this filing
- Advisory professionals
- 60 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2022 | $28,400,375,450 | 90 | May 25, 2022 |
| 2023 | $18,865,467,136 | 102 | May 30, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 18 | $18,865,467,136 | 100.0% |
Filing source
Form ADV 1762878 · May 30, 2023 · Item 5.D
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ERNST & YOUNG
Auditor · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
- MW AMERICAS TOPS LONG-ONLY FUND LP
- MARSHALL WACE INVESTMENT STRATEGIES - AMERICAS TOPS LONG-ONLY FUND II
- MARSHALL WACE INVESTMENT STRATEGIES - NORTH AMERICA TOPS 150/50 FUND
- MARSHALL WACE INVESTMENT STRATEGIES - TOPS US EQUITIES FUND
- MARSHALL WACE FUNDS LP - MW TOPS US EQUITIES (US) FUND
- MARSHALL WACE FUNDS LP - MW AMERICAS TOPS LONG-ONLY (US) FUND III
- MARSHALL WACE FUNDS LP - MW NORTH AMERICA TOPS 150/50 (US) FUND
- MARSHALL WACE FUNDS LP - MW AMERICAS TOPS LONG-ONLY (US) FUND II
- MARSHALL WACE FUNDS LP - MW MOONTOWER (US) FUND
- MW AMERICAS TOPS LONG-ONLY FUND IV LP
- MARSHALL WACE FUNDS PLC - MW TOPS ERISA FUND
- MARSHALL WACE INVESTMENT STRATEGIES - TOPS AMERICAS EQUITIES FUND
- MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS AMERICAS EQUITIES FUND
- MW XO HEALTH INNOVATIONS FUND, LP
- MARSHALL WACE LONG STRATEGIES ICAV - MW AMERICAS TOPS LONG-ONLY FUND II
- MARSHALL WACE INVESTMENT STRATEGIES - AMERICAS TOPS LO ESG FUND
- MARSHALL WACE LONG STRATEGIES ICAV - MW AMERICAS TOPS LO ESG FUND
Private funds & service providers
17 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MW AMERICAS TOPS LONG-ONLY FUND LPHedge Fund$1.88BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 42
Fund details & source
- Fund ID
- 805-4400927970
- Reported beneficial owners
- 12
- Minimum commitment
- $10M
- Form D file number
- 021-178159
Form ADV 1762878 · May 30, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES - AMERICAS TOPS LONG-ONLY FUND IIHedge Fund · Master$1.55BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-4633620537
- Reported beneficial owners
- 6
- Minimum commitment
- $109K
Form ADV 1762878 · May 30, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES - NORTH AMERICA TOPS 150/50 FUNDHedge Fund · Master$1.4BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-8590718709
- Reported beneficial owners
- 2
- Minimum commitment
- $109K
Form ADV 1762878 · May 30, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES - TOPS US EQUITIES FUNDHedge Fund · Master$1.37BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-8772732484
- Reported beneficial owners
- 2
- Minimum commitment
- $109K
Form ADV 1762878 · May 30, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW TOPS US EQUITIES (US) FUNDHedge Fund · Feeder$898MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-4638665579
- Reported beneficial owners
- 2
- Minimum commitment
- $500M
- Form D file number
- 021-327568
Form ADV 1762878 · May 30, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW AMERICAS TOPS LONG-ONLY (US) FUND IIIHedge Fund · Feeder$820MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6643894853
- Reported beneficial owners
- 2
- Minimum commitment
- $50M
Form ADV 1762878 · May 30, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW NORTH AMERICA TOPS 150/50 (US) FUNDHedge Fund · Feeder$807MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-2941378023
- Reported beneficial owners
- 2
- Minimum commitment
- $300M
Form ADV 1762878 · May 30, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 7, 2023 · previous imported filing
- Regulatory AUM$28,400,375,450 → $18,865,467,136
- Client accounts27 → 18
- Employees90 → 102
Filing source
Form ADV 1762878 · May 30, 2023 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $18.9B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
350 PARK AVENUE, 18TH FLOORNEW YORK, NY, 10022, United States
CRD 135902
Filing source
Form ADV 1762878 · May 30, 2023 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.