Investment adviser · CRD 135902
MARSHALL WACE NORTH AMERICA L.P.
NEW YORK, NY, United States · Form ADV filed Nov 3, 2022
- Regulatory AUM
- $28.4B Form ADV · Item 5.F
- Client accounts
- 27 Accounts, not individual clients
- Employees
- 90 Reported in this filing
- Advisory professionals
- 62 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2022 | $28,400,375,450 | 90 | May 25, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 27 | $28,400,375,450 | 100.0% |
Filing source
Form ADV 1685894 · Nov 3, 2022 · Item 5.D
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BNY MELLON TRUST COMPANY (IRELAND) LIMITED
Custodian · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
25 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MARSHALL WACE COMMON CONTRACTUAL FUND - MWCCF AMERICAS TOPS LONG-ONLY FUNDHedge Fund · Master$2.51BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-7735899267
- Reported beneficial owners
- 1
- Minimum commitment
- $111K
Form ADV 1685894 · Nov 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE EUUT - MWEUUT AMERICAS TOPS LONG-ONLY FUNDHedge Fund · Feeder$2.4BGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-6623029989
- Reported beneficial owners
- 1
- Minimum commitment
- $111K
Form ADV 1685894 · Nov 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES - AMERICAS TOPS LONG-ONLY FUND IIHedge Fund · Master$1.56BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-4633620537
- Reported beneficial owners
- 6
- Minimum commitment
- $111K
Form ADV 1685894 · Nov 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES - NORTH AMERICA TOPS 150/50 FUNDHedge Fund · Master$1.55BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-8590718709
- Reported beneficial owners
- 2
- Minimum commitment
- $111K
Form ADV 1685894 · Nov 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES - TOPS US EQUITIES FUNDHedge Fund · Master$1.49BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-8772732484
- Reported beneficial owners
- 2
- Minimum commitment
- $111K
Form ADV 1685894 · Nov 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MW AMERICAS TOPS LONG-ONLY FUND LPHedge Fund$1.08BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 42
Fund details & source
- Fund ID
- 805-4400927970
- Reported beneficial owners
- 0
- Minimum commitment
- $10M
Form ADV 1685894 · Nov 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW TOPS US EQUITIES (US) FUNDHedge Fund · Feeder$973MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-4638665579
- Reported beneficial owners
- 2
- Minimum commitment
- $500M
- Form D file number
- 021-327568
Form ADV 1685894 · Nov 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Sep 23, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1685894 · Nov 3, 2022 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $28.4B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
350 PARK AVENUE, 18TH FLOORNEW YORK, NY, 10022, United States
CRD 135902
Filing source
Form ADV 1685894 · Nov 3, 2022 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.