Investment adviser · CRD 160846

MARSHALL WACE GAVEKAL ASIA LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CENTRAL, Hong Kong · Form ADV filed May 1, 2013

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MW GAVEKAL UCITS FUND - MW GAVEKAL ASIA OPPORTUNITIES UCITS FUNDOther Private Fund · Last reported May 1, 2013$631MGross asset value
Fund administrator EURO-VL (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian SOCIETE GENERALE S.A. PARIS, France Related to adviser: No
Custodian UBS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Marketer ABSOLUTE RETURN OBJECTIVE SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer FIDUCIA CAPITAL GMBH MUNICH, Germany Related to adviser: No
Marketer KEPLER PARTNERS LLP LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-1375913758
Reported beneficial owners
397
Minimum commitment
$13.3K

Form ADV 735142 · May 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - MWG JAPAN MARKET NEUTRAL FUNDHedge Fund · Last reported May 1, 2013$365MGross asset value

Feeder funds

  • MARSHALL WACE FUNDS PLC - MWG JAPAN MARKET NEUTRAL ERISA FUND
  • MARSHALL WACE FUNDS PLC - MWG JAPAN MARKET NEUTRAL FUND
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY INTERNATIONAL LIMITED LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8728738677
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 735142 · May 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARSHALL WACE INVESTMENT STRATEGIES - MWG JAPAN DYNAMIC NET EXPOSURE FUNDHedge Fund · Last reported May 1, 2013$65.5MGross asset value

Feeder funds

  • MARSHALL WACE FUNDS PLC - MWG JAPAN DYNAMIC NET EXPOSURE FUND
Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG DUBLIN, Ireland
Custodian CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian MORGAN STANLEY INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (EUROPE) LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom
Prime broker MORGAN STANLEY INTERNATIONAL LIMITED LONDON, United Kingdom
Prime broker UBS AG LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2256461798
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 735142 · May 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MW GAVEKAL UCITS FUND - MW GAVEKAL ASIAN GROWTH FUNDOther Private Fund · Last reported May 1, 2013$43.6MGross asset value
Fund administrator EURO-VL (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian SOCIETE GENERALE S.A. PARIS, France Related to adviser: No
Custodian UBS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Marketer ABSOLUTE RETURN OBJECTIVE SA HONG KONG, Hong Kong Related to adviser: No
Marketer KEPLER PARTNERS LLP HONG KONG, Hong Kong Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-6250328903
Reported beneficial owners
1
Minimum commitment
$26.5K

Form ADV 735142 · May 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MW GAVEKAL UCITS FUND - MW GAVEKAL CHINA FIXED INCOME FUNDOther Private Fund · Last reported May 1, 2013$22MGross asset value
Fund administrator EURO-VL (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian SOCIETE GENERALE S.A. PARIS, France Related to adviser: No
Custodian UBS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Marketer ABSOLUTE RETURN OBJECTIVE SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer KEPLER PARTNERS LLP LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-1547835185
Reported beneficial owners
16
Minimum commitment
$50K

Form ADV 735142 · May 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MW GAVEKAL UCITS FUND - MW GAVEKAL GREATER CHINA FUNDOther Private Fund · Last reported May 1, 2013$17.7MGross asset value
Fund administrator EURO-VL (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE DUBLIN, Ireland
Custodian SOCIETE GENERALE S.A. PARIS, France Related to adviser: No
Custodian UBS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Marketer ABSOLUTE RETURN OBJECTIVE SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer KEPLER PARTNERS LLP LONDON, United Kingdom Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes
Fund details & source
Fund ID
805-1526065540
Reported beneficial owners
18
Minimum commitment
$50K

Form ADV 735142 · May 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 1, 2013. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

23/F, LHT TOWER, 31 QUEEN'S ROAD
CENTRAL, Hong Kong

CRD 160846

Filing source

Form ADV 735142 · May 1, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.