Investment adviser · CRD 124744
MARINER INVESTMENT GROUP, LLC
HARRISON, NY, United States · Form ADV filed Nov 28, 2023
- Regulatory AUM
- $154B Form ADV · Item 5.F
- Client accounts
- 43 Accounts, not individual clients
- Employees
- 120 Reported in this filing
- Advisory professionals
- 66 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $201,250,850,921 | 111 | Mar 31, 2022 |
| 2022 | $180,493,766,178 | 117 | Mar 29, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 37 | $149,304,813,348 | 96.9% |
| Investment companies | 2 | $3,155,418,743 | 2.0% |
| Retirement plans | Fewer than 5 | $1,598,112,049 | 1.0% |
| Corporations & businesses | Fewer than 5 | $3,629,603 | 0.0% |
Filing source
Form ADV 1798123 · Nov 28, 2023 · Item 5.D
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MARINER GLEN OAKS MASTER FUND, L.P.Hedge Fund · Master$23.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MARINER GROUP CAPITAL MARKETS, LLC
CRD 25878 · SEC 8-42116
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-5576850531
- Reported beneficial owners
- 10
- Minimum commitment
- $1M
- Form D file number
- 021-241966
Form ADV 1798123 · Nov 28, 2023 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jul 3, 2023 · previous imported filing
- Regulatory AUM$180,493,766,178 → $154,061,973,743
- Client accounts44 → 43
- Employees117 → 120
Filing source
Form ADV 1798123 · Nov 28, 2023 · Items 1 & 5
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $154B
- Non-discretionary
- $58.5M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
500 MAMARONECK AVENUE, 4TH FLOORHARRISON, NY, 10528, United States
CRD 124744
Filing source
Form ADV 1798123 · Nov 28, 2023 · Items 1 & 5
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.