Investment adviser · CRD 124744
MARINER INVESTMENT GROUP, LLC
HARRISON, NY, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $201B Form ADV · Item 5.F
- Client accounts
- 39 Accounts, not individual clients
- Employees
- 111 Reported in this filing
- Advisory professionals
- 65 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $201,250,850,921 | 111 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 32 | $200,053,268,602 | 99.4% |
| Retirement plans | Fewer than 5 | $889,133,642 | 0.4% |
| Corporations & businesses | Fewer than 5 | $208,448,677 | 0.1% |
| Investment companies | 1 | $100,000,000 | 0.0% |
Filing source
Form ADV 1614803 · Mar 31, 2022 · Item 5.D
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MARINER ALTERNATIVE RELATIVE VALUE MASTER FUND, LPHedge Fund · Master$52.3BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
BARCLAYS CAPITAL INC.
SEC 8-41342
BNP PARIBAS SECURITIES CORP.
SEC 8-32682
J.P. MORGAN SECURITIES LLC
SEC 8-35008
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
Fund details & source
- Fund ID
- 805-9037651295
- Reported beneficial owners
- 8
- Minimum commitment
- $400K
Form ADV 1614803 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 1, 2022 · previous imported filing
- Regulatory AUM$188,025,970,411 → $201,250,850,921
- Client accounts35 → 39
- Employees109 → 111
Filing source
Form ADV 1614803 · Mar 31, 2022 · Items 1 & 5
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $201B
- Non-discretionary
- $82.8M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
500 MAMARONECK AVENUE, 4TH FLOORHARRISON, NY, 10528, United States
CRD 124744
Filing source
Form ADV 1614803 · Mar 31, 2022 · Items 1 & 5
Reported by MARINER INVESTMENT GROUP, LLC (CRD 124744).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.