Investment adviser · CRD 140195

MARINER

Investment adviser filing (IA)

MARINER, LLC

OVERLAND PARK, KS, United States · Form ADV filed Aug 5, 2026

Regulatory AUM: $125B
Client accounts: 186,791
Employees: 1,889
Advisory professionals: 933

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	22,322	$104,872,690,875	83.6%
Individuals	32,261	$10,674,559,823	8.5%
Banks & thrifts	56	$3,993,178,008	3.2%
Retirement plans	458	$3,803,929,788	3.0%
Corporations & businesses	257	$879,707,891	0.7%
Charities	145	$683,830,768	0.5%
Insurance companies	4	$273,004,280	0.2%
Other investment advisers	6	$205,159,355	0.2%
Government entities	1	$13,184,937	0.0%
Pooled investment vehicles	2	$9,243,563	0.0%

Filing source

Form ADV 2124281 · Aug 5, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MARINER-FPII, LLCPrivate Equity Fund · Last reported Aug 5, 2026$10.3MGross asset value

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP KANSAS CITY, Missouri, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-4489427630
Reported beneficial owners: 25
Minimum commitment: $50K
Form D file number: 021-1736538

Form ADV 2124281 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARINER MANGROVE II, LLCPrivate Equity Fund · Last reported Aug 5, 2026$1.03MGross asset value

Form D fundraising filings

Mariner Mangrove II, LLC

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP KANSAS CITY, Missouri, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-6233929600
Reported beneficial owners: 74
Minimum commitment: $10K
Form D file number: 021-256025

Form ADV 2124281 · Aug 5, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARINER 2020 PRIVATE OPPORTUNITIES FUND, LPPrivate Equity Fund · Last reported May 4, 2021$25.1MGross asset value

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP KANSAS CITY, Missouri, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-6049442929
Reported beneficial owners: 50
Minimum commitment: $25K
Form D file number: 021-375286

Form ADV 1538553 · May 4, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARINER 2019 PRIVATE OPPORTUNITIES FUND, LPPrivate Equity Fund · Last reported May 4, 2021$19.2MGross asset value

Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP KANSAS CITY, Missouri, United States

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source

Fund ID: 805-3079948173
Reported beneficial owners: 80
Minimum commitment: $25K
Form D file number: 021-346196

Form ADV 1538553 · May 4, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ANTORA PEAK SPV HOLDINGS, LLC - SERIES 1Other Private Fund · Last reported Mar 30, 2023$9.44MGross asset value

Fund administrator U.S. BANKCORP FUND SERVICES, LLC (D/B/A U.S. BANK GLOBAL FUND SERVICES) MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC
PCAOB 1266

Fund details & source

Fund ID: 805-6004537094
Reported beneficial owners: 19
Minimum commitment: $100K
Form D file number: 021-352245

Form ADV 1698661 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARINER INVESTMENT GRADE PLUS TRUSTOther Private Fund · Last reported Nov 18, 2014$8.58MGross asset value

Fund administrator NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY LLP DENVER, Colorado, United States

Custodian NATIONAL ADVISORS TRUST COMPANY, FSB OVERLAND PARK, Kansas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6979463120
Reported beneficial owners: 28
Minimum commitment: $250K

Form ADV 855573 · Nov 18, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARINER CAPITAL PARTNERS, LLCVenture Capital Fund · Last reported Sep 21, 2012$3.39MGross asset value

Auditor RUBIN BROWN LLP ST. LOUIS, Missouri, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3556080437
Reported beneficial owners: 4
Minimum commitment: $250K
Form D file number: 021-104905

Form ADV 671045 · Sep 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 5, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

5700 W. 112TH STREET, SUITE 500
OVERLAND PARK, KS, 66211, United States

CRD 140195

Filing source

Form ADV 2124281 · Aug 5, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.