Investment adviser · CRD 170771

MARATHON TRADING INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

WAYNE, PA, United States · Form ADV filed Aug 27, 2019

Regulatory AUM
$379M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other clientsFewer than 5$314,471,25383.1%
Pooled investment vehicles1$64,142,22116.9%
Filing source

Form ADV 1342242 · Aug 27, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MARATHON TRADING FUND L.P.Hedge Fund · Last reported Aug 27, 2019$379MGross asset value

Form D fundraising filings

Marathon Trading Fund L.P.

Fund administrator INTEGRATED INVESTMENT SOLUTIONS LLC SUMMIT, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer INTE SECURITIES LLC BOCA RATON, Florida, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNER AMPER LLP
PCAOB 274

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

INTE SECURITIES LLC
CRD 47107 · SEC 8-51667

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-8163836328
Reported beneficial owners
26
Minimum commitment
$100K
Form D file number
021-178414

Form ADV 1342242 · Aug 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARATHON TRADING GROUP LLCHedge Fund · Last reported Mar 17, 2014$50.1MGross asset value

Feeder funds

Fund administrator INTEGRATED INVESTMENT SOLUTIONS LLC SUMMIT, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER LLP NEW YORK, New York, United States
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-5327734280
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 795629 · Mar 17, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 27, 2019. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Performance-based

Principal office

100 MATSONFORD ROAD, BUILDING #2, SUITE 107
WAYNE, PA, 19087, United States

CRD 170771

Filing source

Form ADV 1342242 · Aug 27, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.