Investment adviser · CRD 163553

MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED

Investment adviser filing (IA)

CENTRAL, Hong Kong · Form ADV filed Jun 29, 2023

Regulatory AUM: $3.15B
Client accounts: 5
Employees: 2
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	1	$2,784,143,000	88.3%
Investment companies	4	$368,293,000	11.7%

Filing source

Form ADV 1749942 · Jun 29, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MACQUARIE EURASIAN ALPHA FUNDHedge Fund · Last reported Jun 26, 2017$740MGross asset value

Fund administrator THE HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED SYDNEY BRANCH SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian THE HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED SYDNEY BRANCH SYDNEY, Australia Related to adviser: No

Marketer MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-5309356527
Reported beneficial owners: 1
Minimum commitment: $2M

Form ADV 1120602 · Jun 26, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE ASIAN ALPHA MASTER FUNDHedge Fund · Last reported Jun 27, 2018$395MGross asset value

Feeder funds

MACQUARIE ASIAN ALPHA US FEEDER FUND
MACQUARIE ASIAN ALPHA FUND

Fund administrator THE HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED, SYDNEY BRANCH SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG SYDNEY, Australia

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Marketer MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: Yes

Marketer MACQUARIE CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS & CO. LLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & COMPANY INTERNATIONAL PLC LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1435

MACQUARIE CAPITAL (USA) INC.
CRD 36368 · SEC 8-47198

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-2384109139
Reported beneficial owners: 27
Minimum commitment: $1M
Form D file number: 021-266597

Form ADV 1207832 · Jun 27, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE AMERICAS ALPHA MASTER FUNDHedge Fund · Last reported Jan 21, 2020$26.7MGross asset value

Feeder funds

MACQUARIE AMERICAS ALPHA FUND
MACQUARIE AMERICAS ALPHA US FEEDER FUND

Fund administrator THE HONG KONG AND SHANGHAI CORPORATION LIMITED, SYDNEY BRANCH SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG SYDNEY, Australia

Custodian GOLDMAN SACHS & CO NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO LLC NEW YORK, New York, United States Related to adviser: No

Marketer MACQUARIE CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1435

MACQUARIE CAPITAL (USA) INC.
CRD 36368 · SEC 8-47198

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-1093395844
Reported beneficial owners: 3
Minimum commitment: $1M

Form ADV 1370923 · Jan 21, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE GLOBAL ALPHA MASTER FUNDHedge Fund · Last reported Jan 21, 2020$16.4MGross asset value

Feeder funds

MACQUARIE GLOBAL ALPHA US FEEDER FUND
MACQUARIE GLOBAL ALPHA FUND

Fund administrator THE HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED, SYDNEY BRANCH SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG SYDNEY, Australia

Custodian HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMTED HONG KONG, Hong Kong Related to adviser: No

Marketer MACQUARIE CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1435

MACQUARIE CAPITAL (USA) INC.
CRD 36368 · SEC 8-47198

Fund details & source

Fund ID: 805-2956295829
Reported beneficial owners: 4
Minimum commitment: $1M
Form D file number: 021-275538

Form ADV 1370923 · Jan 21, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE EUROPEAN ALPHA MASTER FUNDHedge Fund · Last reported Jan 21, 2020$13.7MGross asset value

Feeder funds

MACQUARIE EUROPEAN ALPHA US FEEDER FUND
MACQUARIE EUROPEAN ALPHA FUND

Fund administrator THE HONG KONG AND SHANGHAI BANKING CORPORATION LIMITED, SYDNEY BRANCH SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG SYDNEY, Australia

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Marketer MACQUARIE BANK LIMITED SYDNEY, Australia Related to adviser: Yes

Marketer MACQUARIE CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 1435

MACQUARIE CAPITAL (USA) INC.
CRD 36368 · SEC 8-47198

Fund details & source

Fund ID: 805-6122160361
Reported beneficial owners: 6
Minimum commitment: $1M
Form D file number: 021-266389

Form ADV 1370923 · Jan 21, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 29, 2023. View historical filings

Reported services

Investment company portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

ONE INTERNATIONAL FINANCE CENTRE, LEVEL 22, 1 HARBOUR VIEW STREET
CENTRAL, SAR, Hong Kong

CRD 163553

Filing source

Form ADV 1749942 · Jun 29, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.