Investment adviser · CRD 139279

MACQUARIE FUNDS MANAGEMENT

Investment adviser filing (IA)

MACQUARIE FUNDS MANAGEMENT (USA) INC.

NEW YORK, NY, United States · Form ADV filed Oct 2, 2014

Regulatory AUM
$73.3M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MACQUARIE PA TAP FUND, L.P.Private Equity Fund · Last reported Oct 2, 2014$73.3MGross asset value
Fund administrator STATE STREET PRIVATE EQUITY FUND SERVICES FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP LOS ANGELES, California, United States
Custodian THE BANK OF NEW YORK MELLON PITTSBURGH, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5488954481
Reported beneficial owners
2
Minimum commitment
$60.5M

Form ADV 847859 · Oct 2, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE CLEAN TECHNOLOGY FUND II, LPPrivate Equity Fund · Last reported Dec 24, 2013$90.7MGross asset value

Form D fundraising filings

Macquarie Clean Technology Fund II, LP

Feeder funds

Fund administrator MACQUARIE INVESTMENT MANAGEMENT LIMITED SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian BOND STREET CUSTODIANS LIMITED SYDNEY, Australia Related to adviser: Yes
Marketer MACQUARIE CAPITAL (USA) INC. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MACQUARIE CAPITAL (USA) INC.
CRD 36368 · SEC 8-47198

Fund details & source
Fund ID
805-7776247113
Reported beneficial owners
9
Minimum commitment
$5M
Form D file number
021-159858

Form ADV 773924 · Dec 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE NM FUND I, L.P.Private Equity Fund · Last reported Dec 24, 2013$50.3MGross asset value
Fund administrator STATE STREET PRIVATE EQUITY FUND SERVICES FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP LOS ANGELES, California, United States
Custodian CITY NATIONAL BANK BEVERLY HILLS, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7657656126
Reported beneficial owners
1
Minimum commitment
$30M
Form D file number
021-86031

Form ADV 773924 · Dec 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE CLEAN TECHNOLOGY OFFSHORE FUND, L.P.Private Equity Fund · Last reported Dec 24, 2013$43.2MGross asset value
Fund administrator MACQUARIE INVESTMENT SERVICES LIMITED SYDNEY, Australia Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian BOND STREET CUSTODIANS LIMITED SYDNEY, Australia Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1834426851
Reported beneficial owners
12
Minimum commitment
$5M
Form D file number
021-98245

Form ADV 773924 · Dec 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE GENERATION FUND I, L.P.Private Equity Fund · Last reported Dec 24, 2013$31.6MGross asset value
Fund administrator STATE STREET PRIVATE EQUITY FUND SERVICES FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP LOS ANGELES, California, United States
Custodian THE PRIVATE BANK OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4616323850
Reported beneficial owners
48
Minimum commitment
$5M
Form D file number
021-53098

Form ADV 773924 · Dec 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE GENERATION FUND II, L.P.Private Equity Fund · Last reported Dec 24, 2013$31.1MGross asset value
Fund administrator STATE STREET PRIVATE EQUITY FUND SERVICES FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP LOS ANGELES, California, United States
Custodian SQUARE 1 BANK DURHAM, North Carolina, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6592403581
Reported beneficial owners
43
Minimum commitment
$1M
Form D file number
021-103993

Form ADV 773924 · Dec 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MACQUARIE HITIP FUND I, L.P.Private Equity Fund · Last reported Dec 24, 2013$25.5MGross asset value
Fund administrator STATE STREET PRIVATE EQUITY FUND SERVICES FAIR LAWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLP LOS ANGELES, California, United States
Custodian CITY NATIONAL BANK BEVERLY HILLS, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2983817545
Reported beneficial owners
2
Minimum commitment
$25M

Form ADV 773924 · Dec 24, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 2, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

125 WEST 55TH STREET, LEVEL 15
NEW YORK, NY, 10019, United States

CRD 139279

Filing source

Form ADV 847859 · Oct 2, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.