Investment adviser · CRD 336172
M4A3 LLC
Investment adviser filing (IA)
BOULDER, CO, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $322M Form ADV · Item 5.F
- Client accounts
- 356 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 60 | $288,324,716 | 89.5% |
| Pooled investment vehicles | 5 | $33,710,685 | 10.5% |
Filing source
Form ADV 2065255 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
LONGSPUR FUND II, LPPrivate Equity Fund · Last reported Mar 31, 2026$12.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY US, LLP
PCAOB 23
Fund details & source
- Fund ID
- 805-8710781669
- Reported beneficial owners
- 49
- Minimum commitment
- $250K
- Form D file number
- 021-377322
Form ADV 2065255 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
AUKLET FUND III, LPPrivate Equity Fund · Last reported Mar 31, 2026$8.22MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY US, LLP
PCAOB 23
Fund details & source
- Fund ID
- 805-4883004133
- Reported beneficial owners
- 50
- Minimum commitment
- $250K
- Form D file number
- 021-377322
Form ADV 2065255 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
AUKLET FUND II, LPPrivate Equity Fund · Last reported Mar 31, 2026$6.36MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY US, LLP
PCAOB 23
Fund details & source
- Fund ID
- 805-3340785156
- Reported beneficial owners
- 41
- Minimum commitment
- $250K
- Form D file number
- 021-377322
Form ADV 2065255 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
LONGSPUR FUND I, LPPrivate Equity Fund · Last reported Mar 31, 2026$6.04MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY US, LLP
PCAOB 23
Fund details & source
- Fund ID
- 805-1026615707
- Reported beneficial owners
- 37
- Minimum commitment
- $250K
- Form D file number
- 021-377322
Form ADV 2065255 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
AUKLET FUND, LPPrivate Equity Fund · Last reported Mar 31, 2026$973KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
BAKER TILLY US, LLP
PCAOB 23
Fund details & source
- Fund ID
- 805-6265868197
- Reported beneficial owners
- 31
- Minimum commitment
- $250K
- Form D file number
- 021-377322
Form ADV 2065255 · Mar 31, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
820 PEARL STREET, STE FBOULDER, CO, 80302, United States
CRD 336172
Filing source
Form ADV 2065255 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.