Investment adviser · CRD 169461

M3 ASSET MANAGEMENT, INC.

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Oct 27, 2015

Regulatory AUM
$36.3M
Form ADV · Item 5.F
Client accounts
113
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Oct 27, 2015. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

3731 WILSHIRE BOULEVARD, SUITE 630
LOS ANGELES, CA, 90010, United States

CRD 169461

Filing source

Form ADV 953427 · Oct 27, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.