Investment adviser · CRD 156208
M3 ADVISORY GROUP, LLC
Investment adviser filing (IA)
· Form ADV filed Sep 18, 2026
- Regulatory AUM
- $342M Form ADV · Item 5.F
- Client accounts
- 671 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 307 | $296,000,000 | 86.5% |
| Retirement plans | Fewer than 5 | $35,000,000 | 10.2% |
| Individuals | 34 | $10,000,000 | 2.9% |
| Corporations & businesses | Fewer than 5 | $1,000,000 | 0.3% |
Filing source
Form ADV 2133459 · Sep 18, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 18, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
CRD 156208
Filing source
Form ADV 2133459 · Sep 18, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.