Investment adviser · CRD 124506

M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$8.31M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$8,306,993100.0%
Filing source

Form ADV 2079919 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

M.D. SASS-MACQUARIE FINANCIAL STRATEGIES, LPPrivate Equity Fund · Last reported Mar 31, 2026$8.03MGross asset value
Auditor RSM US LLP NEW YORK, New York, United States
Custodian CITIBANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No
Marketer M.D. SASS SECURITIES, L.L.C. NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

RSM US LLP
PCAOB 49

M.D. SASS SECURITIES, L.L.C.
CRD 139760 · SEC 8-67246

Fund details & source
Fund ID
805-9572995090
Reported beneficial owners
86
Minimum commitment
$5M

Form ADV 2079919 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

M.D. SASS-MACQUARIE FINANCIAL STRATEGIES INVESTMENT VEHICLE, LLCPrivate Equity Fund · Last reported Mar 31, 2026$3.61MGross asset value
Custodian CITIBANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8300338920
Reported beneficial owners
5
Minimum commitment
$250K

Form ADV 2079919 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

55 WEST 46TH STREET, SUITE 2801
NEW YORK, NY, 10036, United States

CRD 124506

Filing source

Form ADV 2079919 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.