Investment adviser · CRD 110590

M.D. SASS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $2.06B
Client accounts: 83
Employees: 19
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	20	$1,044,668,578	50.6%
High-net-worth individuals	44	$369,894,782	17.9%
Pooled investment vehicles	3	$242,937,118	11.8%
Corporations & businesses	7	$179,493,537	8.7%
Charities	4	$79,791,836	3.9%
Other investment advisers	Fewer than 5	$75,324,910	3.6%
Investment companies	2	$54,539,376	2.6%
Other clients	Fewer than 5	$17,221,096	0.8%

Filing source

Form ADV 2073591 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

M.D. SASS GOVERNMENT AGENCY PORTABLE ALPHA, L.P.Hedge Fund · Last reported Mar 31, 2026$125MGross asset value

Form D fundraising filings

M.D. Sass Government Agency Portable Alpha, L.P.

Fund administrator SEI GLOBAL SERVICES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian CHARLES SCHWAB & CO., INC. NEW YOK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer RAINBRIDGE SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

CHARLES SCHWAB & CO., INC.
SEC 8-16514

J.P. MORGAN SECURITIES LLC
SEC 8-35008

RAINBRIDGE SECURITIES LLC
CRD 334916 · SEC 8-71373

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-7248827240
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-349889

Form ADV 2073591 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

M.D. SASS INCOME OPPORTUNITY, L.P.Hedge Fund · Last reported Mar 31, 2026$25.2MGross asset value

Form D fundraising filings

M.D. Sass Income Opportunity, L.P.

Fund administrator SEI GLOBAL SERVICES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian CANTOR FITZGERALD NEW YOK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer RAINBRIDGE SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker CANTOR FITZGERALD NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

RSM US LLP
PCAOB 49

J.P. MORGAN SECURITIES LLC
SEC 8-35008

RAINBRIDGE SECURITIES LLC
CRD 334916 · SEC 8-71373

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-2925626857
Reported beneficial owners: 5
Minimum commitment: $5M
Form D file number: 021-557950

Form ADV 2073591 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEW HEIGHTS FUND, L.P.Hedge Fund · Last reported Mar 29, 2019$125MGross asset value

Form D fundraising filings

New Heights Fund, L.P.

Fund administrator MAITLAND ADMINISTRATION (US) LLC MANAKIN-SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP ROSELAND, New Jersey, United States

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States Related to adviser: No

Marketer M.D. SASS SECURITIES, L.L.C. NEW YORK, New York, United States Related to adviser: Yes

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

WELLS FARGO PRIME SERVICES, LLC
SEC 8-66677

M.D. SASS SECURITIES, L.L.C.
CRD 139760 · SEC 8-67246

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-2911564961
Reported beneficial owners: 28
Minimum commitment: $1M
Form D file number: 021-131619

Form ADV 1282485 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

M.D. SASS MULTI-STRATEGY PARTNERS II, L.P.Hedge Fund · Last reported Apr 9, 2015$1.18MGross asset value

Form D fundraising filings

M.D. Sass Multi-Strategy Partners II, L.P.

Feeder funds

M.D. SASS MULTI-STRATEGY PARTNERS, L.P.

Fund administrator ADMIRAL ADMINISTRATION (US) LLC MANAKIN-SABOT, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MCGLADREY NEW YORK, New York, United States

Custodian CITIBANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. SAN ANTONIO, Texas, United States Related to adviser: No

Marketer M.D. SASS SECURITIES, L.L.C. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

M.D. SASS SECURITIES, L.L.C.
CRD 139760 · SEC 8-67246

Fund details & source

Fund ID: 805-7297820133
Reported beneficial owners: 31
Minimum commitment: $1M
Form D file number: 021-206727

Form ADV 908758 · Apr 9, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

55 WEST 46TH STREET, SUITE 2801
NEW YORK, NY, 10036, United States

CRD 110590

Filing source

Form ADV 2073591 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.