Investment adviser · CRD 145566

LUMINOUS CAPITAL, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Apr 2, 2013

Employees
1
Reported in this filing
Advisory professionals
0
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

18 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LC - RIMROCK, L.P.Hedge Fund · Last reported Jan 9, 2013$141MGross asset value
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LOS ANGELES, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-5113282394
Reported beneficial owners
231
Minimum commitment
$500K
Form D file number
021-143121

Form ADV 687517 · Jan 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUMINOUS CAPITAL SENIOR CREDIT FUND - A, L.P.Private Equity Fund · Last reported Jan 9, 2013$95.2MGross asset value

Form D fundraising filings

Luminous Capital Senior Credit Fund A LP

Fund administrator THE BANK OF NEW YORK TRUST COMPANY, NA HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LOS ANGELES, California, United States
Custodian THE BANK OF NEW YORK TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7232692781
Reported beneficial owners
113
Minimum commitment
$500K
Form D file number
021-154830

Form ADV 687517 · Jan 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUMINOUS CAPITAL SENIOR CREDIT FUND, L.P.Private Equity Fund · Last reported Jan 9, 2013$95.2MGross asset value

Form D fundraising filings

Luminous Capital Senior Credit Fund LP

Fund administrator THE BANK OF NEW YORK TRUST COMPANY, NA HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LOS ANGELES, California, United States
Custodian THE BANK OF NEW YORK TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2281679558
Reported beneficial owners
99
Minimum commitment
$500K
Form D file number
021-129492

Form ADV 687517 · Jan 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUMINOUS CAPITAL DISTRESSED CREDIT OPPORTUNITIES FUND - A, L.P.Private Equity Fund · Last reported Jan 9, 2013$80.8MGross asset value
Auditor PRICEWATERHOUSECOOPERS LOS ANGELES, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-2048082704
Reported beneficial owners
234
Minimum commitment
$500K
Form D file number
021-136992

Form ADV 687517 · Jan 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LCDBSO, L.P.Hedge Fund · Last reported Jan 9, 2013$65MGross asset value
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LOS ANGELES, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-2455074733
Reported beneficial owners
106
Minimum commitment
$500K
Form D file number
021-152923

Form ADV 687517 · Jan 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUMINOUS CAPITAL SPECIAL SITUATIONS FUND - A, L.P.Private Equity Fund · Last reported Jan 9, 2013$60.9MGross asset value
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LOS ANGELES, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-5445156056
Reported beneficial owners
50
Minimum commitment
$500K
Form D file number
021-123577

Form ADV 687517 · Jan 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUMINOUS CAPITAL SPECIAL SITUATIONS FUND, L.P.Private Equity Fund · Last reported Jan 9, 2013$54.3MGross asset value
Fund administrator JD CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LOS ANGELES, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC WESTLAKE, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-8440560372
Reported beneficial owners
96
Minimum commitment
$500K
Form D file number
021-122997

Form ADV 687517 · Jan 9, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 2, 2013. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1888 CENTURY PARK EAST, SECOND FLOOR
LOS ANGELES, CA, 90067, United States

CRD 145566

Filing source

Form ADV 727433 · Apr 2, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.