Investment adviser · CRD 163783
LUMINA FINANCIAL CONSULTANTS, LLC
Investment adviser filing (IA)
MILL VALLEY, CA, United States · Form ADV filed Apr 17, 2023
- Regulatory AUM
- $134M Form ADV · Item 5.F
- Client accounts
- 203 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 46 | $121,728,620 | 90.5% |
| Individuals | 25 | $11,643,690 | 8.7% |
| Retirement plans | Fewer than 5 | $541,857 | 0.4% |
| Corporations & businesses | Fewer than 5 | $535,588 | 0.4% |
Filing source
Form ADV 1698672 · Apr 17, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 17, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
100 SHORELINE HIGHWAY, SUITE 100BMILL VALLEY, CA, 94941, United States
CRD 163783
Filing source
Form ADV 1698672 · Apr 17, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.