Investment adviser · CRD 124276
LUMIA WEALTH, LLC
Investment adviser filing (IA)
OVERLAND PARK, KS, United States · Form ADV filed Mar 2, 2022
- Regulatory AUM
- $207M Form ADV · Item 5.F
- Client accounts
- 513 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 49 | $165,928,390 | 80.1% |
| Individuals | 66 | $34,234,245 | 16.5% |
| Corporations & businesses | Fewer than 5 | $4,538,738 | 2.2% |
| Retirement plans | Fewer than 5 | $2,335,012 | 1.1% |
Filing source
Form ADV 1605438 · Mar 2, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 2, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
6420 WEST 95TH STREET, STE 202OVERLAND PARK, KS, 66212-1434, United States
CRD 124276
Filing source
Form ADV 1605438 · Mar 2, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.