Investment adviser · CRD 163918

LUFKIN ADVISORS, LLC

Investment adviser filing (IA)

· Form ADV filed Dec 20, 2022

Regulatory AUM: $116M
Client accounts: 4
Employees: 0
Advisory professionals: 0

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$115,816,453	100.0%

Filing source

Form ADV 1691131 · Dec 20, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

L.A. FLOATING RATE FUND, LPHedge Fund · Last reported Dec 20, 2022$59.5MGross asset value

Fund administrator CWS CPA LLP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITIBANK, NA SAN MATEO, California, United States Related to adviser: No

Custodian DB ALTERNATIVE FUND SERVICES BOSTON, Massachusetts, United States Related to adviser: No

Custodian SEA PORT GROUP SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7357915179
Reported beneficial owners: 7
Minimum commitment: $1M

Form ADV 1691131 · Dec 20, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

L.A. CAPITAL MANAGEMENT, LTDHedge Fund · Last reported Dec 20, 2022$40.1MGross asset value

Fund administrator CWS CPA LLP NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITIBANK, NA SAN MATEO, California, United States Related to adviser: No

Custodian DEUTSCHE BANK (CAYMAN) LTD GEORGE TOWN, Cayman Islands Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1843535222
Reported beneficial owners: 6
Minimum commitment: $1M

Form ADV 1691131 · Dec 20, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LATITUDE CLO II, LTDSecuritized Asset Fund · Last reported Dec 20, 2022$16.3MGross asset value

Fund administrator US BANK BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2130599982
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1691131 · Dec 20, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LATITUDE CLO III, LTDSecuritized Asset Fund · Last reported Mar 31, 2015$1.9MGross asset value

Fund administrator DEUTSCHE BANK SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian DEUTSCHE BANK SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5564041675
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 873362 · Mar 31, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LATITUDE CLO I, LTDSecuritized Asset Fund · Last reported Apr 1, 2020$1.4MGross asset value

Fund administrator US BANK BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian US BANK BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7544339885
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1408868 · Apr 1, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 20, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 163918

Filing source

Form ADV 1691131 · Dec 20, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.