Investment adviser · CRD 112050

LUCAS CAPITAL MANAGEMENT, L.L.C.

Investment adviser filing (IA)

RED BANK, NJ, United States · Form ADV filed Jun 25, 2020

Regulatory AUM: $219M
Client accounts: 317
Employees: 5
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	297	$143,078,000	65.4%
High-net-worth individuals	11	$48,911,000	22.4%
Charities	Fewer than 5	$23,868,000	10.9%
Retirement plans	Fewer than 5	$2,779,000	1.3%

Filing source

Form ADV 1436834 · Jun 25, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LUCAS ENERGY VENTURES II, LPPrivate Equity Fund · Last reported Mar 27, 2015$58.8MGross asset value

Fund administrator CACEIS LTD. ONTARIO, Canada Investor statements: No (provided to no investors) Related to adviser: No

Auditor WEISERMAZARS EDISON, New Jersey, United States

Marketer CRANE INVESTMENT ANALYSIS LIMITED RIPLEY, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-5621782310
Reported beneficial owners: 45
Minimum commitment: $1M

Form ADV 895539 · Mar 27, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUCAS ENERGY TOTAL RETURN PARTNERS, LPHedge Fund · Last reported Aug 30, 2017$26.3MGross asset value

Fund administrator SS&C FUND ADMINISTRATION SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source

Fund ID: 805-2950585551
Reported beneficial owners: 42
Minimum commitment: $1M

Form ADV 1137614 · Aug 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUCAS ENERGY TOTAL RETURN PARTNERS II, LPHedge Fund · Last reported Aug 30, 2017$11.7MGross asset value

Fund administrator SS&C FUND ADMINISTRATION SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LLP NEW YORK, New York, United States

Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source

Fund ID: 805-1596907268
Reported beneficial owners: 16
Minimum commitment: $1M

Form ADV 1137614 · Aug 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUCAS ENERGY FUNDHedge Fund · Last reported Mar 29, 2012$9.99MGross asset value

Fund administrator CITCO FUND SERVICES (IRELAND) LTD. BLACKROCK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE, WATERHOUSE, COOPERS GEORGE TOWN, Cayman Islands

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Marketer SHARIAH CAPITAL, INC. NEW CANAAN, Connecticut, United States Related to adviser: No

Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BARCLAYS CAPITAL INC.
SEC 8-41342

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-5792758222
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 630067 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUCAS ENERGY VENTURES III, LPPrivate Equity Fund · Last reported Aug 30, 2017$25KGross asset value

Fund administrator CACEIS LTD. ONTARIO, Canada Investor statements: No (provided to no investors) Related to adviser: No

Auditor WEISERMAZARS, LLP EDISON, New Jersey, United States

Marketer CRANE INVESTMENT ANALYSIS RIPLEY, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-9614467284
Reported beneficial owners: 29
Minimum commitment: $1M

Form ADV 1137614 · Aug 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LUCAS ENERGY TOTAL RETURN MASTER FUND, LPHedge Fund · Last reported Nov 4, 2016$0Gross asset value

Feeder funds

LUCAS ENERGY TOTAL RETURN OFFSHORE, LTD.

Fund administrator CACEIS (CAYMAN) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EISNERAMPER LTD. GEORGE TOWN, Cayman Islands

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD 3466 · SEC 8-526

Fund details & source

Fund ID: 805-3402048893
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1048906 · Nov 4, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 25, 2020. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Fixed

Principal office

2 BRIDGE AVE, SUITE 221, THE GALLERIA
RED BANK, NJ, 07701, United States

CRD 112050

Filing source

Form ADV 1436834 · Jun 25, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.