Investment adviser · CRD 8733
LPL ENTERPRISE, LLC
Investment adviser filing (IA)
FORT MILL, SC, United States · Form ADV filed Jul 15, 2026
- Regulatory AUM
- $24.9B Form ADV · Item 5.F
- Client accounts
- 139,192 Accounts, not individual clients
- Employees
- 5,215 Reported in this filing
- Advisory professionals
- 4,492 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 22,822 | $12,696,065,383 | 50.9% |
| Individuals | 79,249 | $11,776,193,805 | 47.2% |
| Corporations & businesses | 286 | $216,459,774 | 0.9% |
| Retirement plans | 127 | $201,231,033 | 0.8% |
| Charities | 79 | $49,435,378 | 0.2% |
Filing source
Form ADV 2118300 · Jul 15, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 15, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1055 LPL WAYFORT MILL, SC, 29715, United States
CRD 8733
Filing source
Form ADV 2118300 · Jul 15, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.