Investment adviser · CRD 160107

LOWER RIVER WEALTH MANAGEMENT

Investment adviser filing (IA)

AQUINO, MICHAEL ANTHONY

· Form ADV filed Mar 4, 2019

Regulatory AUM
$27.8M
Form ADV · Item 5.F
Client accounts
110
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Retirement plans15$18,414,86666.2%
Individuals60$9,386,81233.8%
Filing source

Form ADV 1284923 · Mar 4, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 4, 2019. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed

Principal office

CRD 160107

Filing source

Form ADV 1284923 · Mar 4, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.