Investment adviser · CRD 157418

LOMBARD

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

LOMBARD INVESTMENTS, INC.

· Form ADV filed Jun 25, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LOMBARD ASIA III L.P.Private Equity Fund · Last reported Jun 25, 2026$36.4MGross asset value
Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands
Custodian CITIZENS BANK, NATIONAL ASSOCIATION PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian CITIZENS BANK, NATIONAL ASSOCIATION JOHNSTON, Rhode Island, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIZENS BANK, NATIONAL ASSOCIATION
LEI DRMSV1Q0EKMEXLAU1P80

CITIZENS BANK, NATIONAL ASSOCIATION
LEI DRMSV1Q0EKMEXLAU1P80

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source
Fund ID
805-8064845506
Reported beneficial owners
23
Minimum commitment
$2M
Form D file number
021-88173

Form ADV 2115690 · Jun 25, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LOMBARD ASIA IV, L.P.Private Equity Fund · Last reported Jun 5, 2025$60.2MGross asset value
Fund administrator IQ EQ FUND SERVICES (SINGAPORE) PTE. LTD. SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands
Custodian CITIZENS BANK, NATIONAL ASSOCIATION JOHNSTON, Rhode Island, United States Related to adviser: No
Custodian CITIZENS BANK, NATIONAL ASSOCIATION PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian EAST WEST BANK HONG KONG, Hong Kong Related to adviser: No
Custodian JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian STANDARD CHARTERED BANK (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian STANDARD CHARTERED BANK (MAURITIUS) LIMITED EBENE, Mauritius Related to adviser: No
Custodian STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED BANGKOK, Thailand Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIZENS BANK, NATIONAL ASSOCIATION
LEI DRMSV1Q0EKMEXLAU1P80

CITIZENS BANK, NATIONAL ASSOCIATION
LEI DRMSV1Q0EKMEXLAU1P80

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97

STANDARD CHARTERED BANK (HONG KONG) LIMITED
LEI X5AV1MBDXGRPX5UGMX13

STANDARD CHARTERED BANK (MAURITIUS) LIMITED
LEI 549300R0Q58QYRNZLS10

STANDARD CHARTERED BANK (THAI) PUBLIC COMPANY LIMITED
LEI 549300O1LQYCQ7G1IM57

Fund details & source
Fund ID
805-2709917937
Reported beneficial owners
24
Minimum commitment
$2M
Form D file number
021-185921

Form ADV 1994850 · Jun 5, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THAILAND EQUITY FUNDPrivate Equity Fund · Last reported Jun 28, 2013$59.7MGross asset value

Feeder funds

  • LOMBARD THAILAND INTERMEDIATE FUND, LLC
  • THAILAND PARTNERS, L.P.
Auditor PRICEWATERHOUSECOOPERS LLP BANGKOK, Thailand
Custodian CITIBANK, N.A. BANGKOK BRANCH BANGKOK, Thailand Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8872361181
Reported beneficial owners
15
Minimum commitment
$585K

Form ADV 741282 · Jun 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LAIII AIV, L.P.Private Equity Fund · Last reported Jun 28, 2013$23.9MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLP HONG KONG CENTRAL, Hong Kong
Custodian DEUTSCHE BANK AG, SINGAPORE SINGAPORE, Singapore Related to adviser: No
Custodian DEUTSCHE BANK AG, TAIPEI TAIPEI, Taiwan, Republic of China Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8288950002
Reported beneficial owners
15
Minimum commitment
$2M

Form ADV 741282 · Jun 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LOMBARD/PACIFIC PARTNERS, L.P.Private Equity Fund · Last reported Jun 28, 2013$1.27MGross asset value
Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1110067367
Reported beneficial owners
2
Minimum commitment
$400M

Form ADV 741282 · Jun 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LOMBARD THAILAND INTERMEDIATE FUND, LLCPrivate Equity Fund · Last reported Aug 11, 2014$184KGross asset value

Feeder funds

  • THAILAND PARTNERS, L.P.
Auditor PRICEWATERHOUSE COOPERS SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8609644331
Reported beneficial owners
6
Minimum commitment
$5M

Form ADV 836100 · Aug 11, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 25, 2026. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 157418

Filing source

Form ADV 2115690 · Jun 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.