Investment adviser · CRD 283696
LOKKEN INVESTMENT GROUP, LLC
Investment adviser filing (IA)
LEWES, DE, United States · Form ADV filed Mar 13, 2025
- Regulatory AUM
- $367M Form ADV · Item 5.F
- Client accounts
- 1,345 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 98 | $211,649,043 | 57.7% |
| Individuals | 429 | $145,694,402 | 39.8% |
| Pooled investment vehicles | 1 | $5,970,823 | 1.6% |
| Charities | 4 | $3,206,582 | 0.9% |
Filing source
Form ADV 1937899 · Mar 13, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
BIG OAK PARTNERS FUND, LPHedge Fund · Last reported Nov 20, 2024$6.05MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RICHEY MAY & CO., LLP
PCAOB 673
WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180
TRADE-PMR INC.
CRD 46350 · SEC 8-51390
Fund details & source
- Fund ID
- 805-6376911024
- Reported beneficial owners
- 39
- Minimum commitment
- $100K
- Form D file number
- 021-320478
Form ADV 1907097 · Nov 20, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 13, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
1413 SAVANNAH ROAD,, SUITE 4LEWES, DE, 19958, United States
CRD 283696
Filing source
Form ADV 1937899 · Mar 13, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.