Investment adviser · CRD 283696

LOKKEN INVESTMENT GROUP, LLC

Investment adviser filing (IA)

LEWES, DE, United States · Form ADV filed Mar 13, 2025

Regulatory AUM
$367M
Form ADV · Item 5.F
Client accounts
1,345
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals98$211,649,04357.7%
Individuals429$145,694,40239.8%
Pooled investment vehicles1$5,970,8231.6%
Charities4$3,206,5820.9%
Filing source

Form ADV 1937899 · Mar 13, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BIG OAK PARTNERS FUND, LPHedge Fund · Last reported Nov 20, 2024$6.05MGross asset value

Form D fundraising filings

Big Oak Partners Fund, LP

Fund administrator FUND ASSOCIATES, LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RICHEY MAY & CO., LLP ENGLEWOOD, Colorado, United States
Custodian WELLS FARGO CLEARING SERVICES, LLC ST. LOUIS, Missouri, United States Related to adviser: No
Prime broker TRADE-PMR INC. GAINESVILLE, Florida, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO., LLP
PCAOB 673

WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180

TRADE-PMR INC.
CRD 46350 · SEC 8-51390

Fund details & source
Fund ID
805-6376911024
Reported beneficial owners
39
Minimum commitment
$100K
Form D file number
021-320478

Form ADV 1907097 · Nov 20, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 13, 2025. View historical filings

Reported services

Financial planning · Individual portfolio management · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

1413 SAVANNAH ROAD,, SUITE 4
LEWES, DE, 19958, United States

CRD 283696

Filing source

Form ADV 1937899 · Mar 13, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.