Investment adviser · CRD 144370

LOF LOPEZ & ASSOCIATES, LLC

Investment adviser filing (IA)

TUCSON, AZ, United States · Form ADV filed Aug 6, 2013

Regulatory AUM
$83.6M
Form ADV · Item 5.F
Client accounts
759
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 6, 2013. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed · Commissions

Principal office

4757 E. CAMP LOWELL DR.
TUCSON, AZ, 85712, United States

CRD 144370

Filing source

Form ADV 750576 · Aug 6, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.