Investment adviser · CRD 150393

LOCKWELL INVESTMENTS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 19, 2013

Regulatory AUM
$15M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Mar 19, 2013. View historical filings

Reported services

Investment company portfolio management · Business portfolio management · Pension consulting

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

60 EAST 42ND STREET, SUITE 1000
NEW YORK, NY, 10165-0006, United States

CRD 150393

Filing source

Form ADV 715385 · Mar 19, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.